VICOR CORP
For the period ended Dec 31, 2025. Filed Mar 2, 2026.
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FY2025 · Filed Mar 2, 2026
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Item 15. EXHIBITS AND FINANCIAL STATEMENT schedules
(a) (1)Financial Statements
See index in Item 8.
(a) (2)Schedules
Schedule II Valuation and Qualifying Accounts
All other schedules for which provision is made in the applicable accounting regulation of the Securities and Exchange Commission are not required under the related instructions or are inapplicable, and therefore have been omitted.
(b)Exhibits
| Exhibits | Description of Document |
| 3.1 | Restated Certificate of Incorporation, dated February 28, 1990 (1) |
| 3.2 | Certificate of Ownership and Merger Merging Westcor Corporation, a Delaware Corporation, into Vicor Corporation, a Delaware Corporation, dated December 3, 1990 (1) |
| 3.3 | Certificate of Amendment of Restated Certificate of Incorporation, dated May 10, 1991 (1) |
| 3.4 | Certificate of Amendment of Restated Certificate of Incorporation, dated June 23, 1992 (1) |
| 3.5 | Bylaws, as amended (8) |
| 4.1 | Specimen Common Stock Certificate (2) |
| 4.2 | Description of Securities Registered under Section 12 of the Exchange Act (16) |
| 10.1* | 1998 Stock Option and Incentive Plan (3) |
| 10.2* | Vicor Corporation Amended and Restated 2000 Stock Option and Incentive Plan, as amended and restated (4) |
| 10.3* | Form of Non-Qualified Stock Option under the Vicor Corporation Amended and Restated 2000 Stock Option and Incentive Plan (5) |
| 10.4* | Sales Incentive Plan (6) |
| 10.5* | Picor Corporation Amended and Restated 2001 Stock Option and Incentive Plan, dated May 30, 2018 (14) |
| 10.6* | Form of Non-Qualified Stock Option under the Picor Corporation 2001 Stock Option and Incentive Plan (7) |
| 10.7* | VI Chip Corporation Amended and Restated 2007 Stock Option and Incentive Plan (11) |
| 10.8* | Form of Non-Qualified Stock Option Agreement under the VI Chip Corporation Amended 2007 Stock Option and Incentive Plan (9) |
| 10.9* | Form of Incentive Stock Option Agreement under the VI Chip Corporation Amended 2007 Stock Option and Incentive Plan (10) |
| 10.10* | Form of Stock Restriction Agreement under the VI Chip Corporation Amended 2007 Stock Option and Incentive Plan (10) |
| 10.11* | Vicor Corporation 2017 Employee Stock Purchase Plan (13) |
| 10.12* | VI Chip Corporation Amended and Restated 2007 Stock Option and Incentive Plan, as Amended and Restated (15) |
| 10.13* | Summary of Compensation Agreement between Vicor Corporation and Andrew D’Amico (21) |
| 10.14* | Form of Stock Option Award Agreement under the Vicor Corporation Amended and Restated 2000 Stock Option and Incentive Plan, as amended and restated (17) |
| 19 | Insider Trading and Disclosure Policy (20) |
| 21.1 | Subsidiaries of the Company (21) |
| 23.1 | Consent of KPMG LLP (21) |
| 31.1 | Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Exchange Act (21) |
| 31.2 | Certification of Chief Financial Officer pursuant to Rule 13a-14(a) of the Exchange Act (21) |
| 32.1 | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (21) |
| 32.2 | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (21) |
| 97.1 | Vicor Corporation Recovery Policy (19) |
| 101.INS** | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. |
| 101.SCH** | Inline XBRL Taxonomy Extension Schema with Embedded Linkbase Documents. |
| 101.CAL** | Inline XBRL Taxonomy Extension Calculation Linkbase Document. |
| 101.DEF** | Inline XBRL Taxonomy Extension Definition Linkbase Document. |
| 101.LAB** | Inline XBRL Taxonomy Extension Label Linkbase Document. |
| 101.PRE** | Inline XBRL Taxonomy Extension Presentation Linkbase Document. |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) |
- Indicates a management contract or compensatory plan or arrangement required to be filled pursuant to Item 15(b) of Form 10-K.
** Filed with this Annual Report on Form 10-K for the year ended December 31, 2025 are the following documents formatted in iXBRL (Inline Extensible Business Reporting Language): (i) the Consolidated Balance Sheets for the years ended December 31, 2025 and 2024; (ii) the Consolidated Statements of Operations for the years ended December 31, 2025, 2024 and 2023; (iii) the Consolidated Statements of Comprehensive Income for the years ended December 31, 2025, 2024 and 2023; (iv) the Consolidated Statements of Cash Flows for the years ended December 31, 2025, 2024 and 2023; (v) the Consolidated Statements of Equity for the years ended December 31, 2025, 2024 and 2023; (vi) the Notes to Consolidated Financial Statements; and (vii) the information included in Part I, Item 1C and Part II, Item 9B(b).
(1)
Filed as an exhibit to the Company’s Annual Report on Form 10-K filed on March 29, 2001 and incorporated herein by reference.
(2)
Filed as an exhibit to the Company’s Registration Statement on Form 10, as amended, under the Securities Exchange Act of 1934 (File No. 000-18277), and incorporated herein by reference. (P)
(3)
Filed as an exhibit to the Company’s Registration Statement on Form S-8, as amended, under the Securities Act of 1933 (No. 333-61177), and incorporated herein by reference.
(4)
Filed as Appendix A to the Company’s Definitive Proxy Statement on Schedule 14A filed with the SEC on May 1, 2017 (File No. 000-18277), and incorporated herein by reference.
(5)
Filed as an exhibit to the Company’s Quarterly Report on Form 10-Q filed on November 4, 2004 (File No. 000-18277) and incorporated herein by reference.
(6)
Filed as an exhibit to the Company’s Annual Report on Form 10-K filed on March 16, 2005 (File No. 000-18277) and incorporated herein by reference.
(7)
Filed as an exhibit to the Company’s Annual Report on Form 10-K filed on March 14, 2006 (File No. 000-18277) and incorporated herein by reference.
(8)
Filed as an exhibit to the Company’s Current Report on Form 8-K filed on June 4, 2020 (File No. 000-18277) and incorporated herein by reference.
(9)
Filed as an exhibit to the Company’s Current Report on Form 8-K, dated June 6, 2007 (File No. 000-18277) and incorporated herein by reference.
(10)
Filed as an exhibit to the Company’s Current Report on Form 8-K, dated March 6, 2008 (File No. 000-18277) and incorporated herein by reference.
(11)
Filed as Appendix B to the Company’s Definitive Proxy Statement on Schedule 14A filed with the SEC on May 1, 2017 (File No. 000-18277), and incorporated herein by reference.
(12)
Filed as Appendix C to the Company’s Definitive Proxy Statement on Schedule 14A filed with the SEC on May 1, 2017 (File No. 000-18277), and incorporated herein by reference.
(13)
Filed as Appendix D to the Company’s Definitive Proxy Statement on Schedule 14A filed with the SEC on May 1, 2017 (File No. 000-18277), and incorporated herein by reference.
(14)
Filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on June 5, 2018 (File No. 000-18277), and incorporated herein by reference.
(15)
Filed as Exhibit 10.1 to the Company’s Registration Statement on Form S-8, under the Securities Act of 1933 (No. 333-232864), and incorporated herein by reference.
(16)
Filed as an exhibit to the Company’s Annual Report on Form 10-K filed on March 1, 2021 (File No. 000-18277) and incorporated herein by reference.
(17)
Filed as an exhibit to the Company’s Current Report on Form 8-K filed on May 13, 2021 (File No. 000-18277) and incorporated herein by reference.
(18)
Filed as an exhibit to the Company’s Annual Report on Form 10-K filed on March 1, 2022 (File No. 000-18277) and incorporated herein by reference.
(19)
Filed as an exhibit to the Company’s Annual Report on Form 10-K filed on February 28, 2024 (File No. 000-18277) and incorporated herein by reference.
(20)
Filed as an exhibit to the Company’s Annual Report on Form 10-K filed on March 3, 2025 (File No. 000-18277) and incorporated herein by reference.
(21)
Filed herewith.
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