Gloo Holdings, Inc.
For the period ended Oct 31, 2025. Filed Dec 23, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Oct 31, 2025 · Filed Dec 23, 2025
GLOO$2.97+9.2%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
The exhibits listed below are filed or furnished as part of this report, or are incorporated herein by reference, in each case as indicated below:
| ExhibitNumber | Exhibit Description | Incorporated by Reference | Filed Herewith | Furnished Herewith |
|---|---|---|---|---|
| Form · File Number · Filing Date | ||||
| 3.1 · Amended and Restated Certificate of Incorporation of Gloo Holdings, Inc. · X | ||||
| 3.2 · Amended and Restated Bylaws of Gloo Holdings, Inc. · X | ||||
| 4.1 | Form of Amended and Restated Unit Warrant | S-1 | 333-290930 | 10/17/2025 |
| 10.1 | Form of Director and Executive Officer Indemnification Agreement | S-1 | 333-290930 | 10/17/2025 |
| 10.2+ | 2025 Equity Incentive Plan and related form agreements | S-1/A | 333-290930 | 10/30/2025 |
| 10.3+ | 2025 Employee Stock Purchase Plan and related form agreements | S-1/A | 333-290930 | 10/30/2025 |
| 10.4+ | Gloo Holdings, LLC Membership Unit Option Plan and related form agreements | S-1 | 333-290930 | 10/17/2025 |
| 10.5+ | Executive Incentive Compensation Plan | S-1 | 333-290930 | 10/17/2025 |
| 10.6+ | Outside Director Compensation Policy | S-1/A | 333-290930 | 10/30/2025 |
| 10.7+ | Confirmatory Employment Letter by and between the registrant and Scott Beck | S-1/A | 333-290930 | 10/30/2025 |
| 10.8+ | Confirmatory Employment Letter by and between the registrant and Patrick Gelsinger | S-1/A | 333-290930 | 10/30/2025 |
| 10.9+ | Confirmatory Employment Letter by and between the registrant and Paul Seamon | S-1/A | 333-290930 | 10/30/2025 |
| 10.10+ | Confirmatory Employment Letter by and between the registrant and Matthew Gotschall | S-1/A | 333-290930 | 10/30/2025 |
| 10.11+ | Executive Change in Control and Severance Plan | S-1 | 333-290930 | 10/17/2025 |
| 10.12 | Securities Purchase Agreement among Gloo Holdings, LLC, Flourish Holdings, Inc., Midwestern Interactive, LLC and Matthew S. Johnson, dated as of January 3, 2025 | S-1 | 333-290930 | 10/17/2025 |
| 10.13 | Note Purchase Agreement among Gloo Holdings, LLC, and certain parties thereto, dated as of April 23, 2024, as amended January 3, 2025 | S-1 | 333-290930 | 10/17/2025 |
| 10.14 | Amended and Restated Note Purchase Agreement among Gloo Holdings, LLC, and certain parties thereto, dated as of June 23, 2025 | S-1 | 333-290930 | 10/17/2025 |
| 10.15 | First Amendment to Amended and Restated Note Purchase Agreement among Gloo Holdings, LLC and certain parties thereto, dated as of September 5, 2025 | S-1 | 333-290930 | 10/17/2025 |
| 10.16 | Omnibus Amendment to Amended and Restated Note Purchase Agreement and Secured Promissory Notes, dated as of October 23, 2025 | S-1/A | 333-290930 | 10/30/2025 | ||
| 10.17 | Form of Amended and Restated Secured Promissory Note | S-1/A | 333-290930 | 10/30/2025 | ||
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 32.1* | Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document | X | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents | X | ||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | X | ||||
- Indicates management contract or compensatory plan.
- The certification attached as Exhibit 32.1 that accompanies this report is not deemed filed with the Securities and Exchange Commission and is not to be incorporated by reference into any filing of Gloo Holdings, Inc. under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this report, irrespective of any general incorporation language contained in such filing.
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