Nuburu, Inc.
For the period ended Sep 30, 2025. Filed Nov 14, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 14, 2025
BURU$0.22+4.8%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
bits
The following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| No. | Description of Exhibit | Form | File No. | Exhibit No. | Filing Date |
| 2.1† | Business Combination Agreement, dated as of August 5, 2022, by and among Tailwind Acquisition Corp., Compass Merger Sub, Inc. and Nuburu, Inc. | 8-K | 001-39489 | 2.1 | August 8, 2022 |
| 3.1 | Amended and Restated Bylaws of the Company. | 8-K | 001-39489 | 3.2 | September 9, 2020 |
| 3.2 | Amendment to the Amended and Restated Bylaws of the Company | 8-K | 001-39489 | 3.1 | November 12, 2024 |
| 3.3 | Amended and Restated Certificate of Incorporation of the Company. | 8-K | 001-39489 | 3.1 | February 6, 2023 |
| 3.4 | Amendment to the Amended and Restated Certificate of Incorporation of the Company. | 8-K | 001-39489 | 3.1 | June 13, 2024 |
| 3.5 | Amendment to the Amended and Restated Certificate of Incorporation of the Company, dated July 22, 2025. | 10-Q | 001-39489 | 3.5 | August 14, 2025 |
| 3.6 | Certificate of Designations of the Company. | 8-K | 001-39489 | 3.3 | February 6, 2023 |
| 4.1 | Form of Common Warrant. | S-1 | 333-290147 | 4.6 | September 10, 2025 |
| 4.2 | Form of Pre-Funded Warrant. | S-1 | 333-290147 | 4.7 | September 10, 2025 |
| 4.3 | Form of Placement Agent Warrant. | S-1 | 333-290147 | 4.8 | September 10, 2025 |
| 10.1* | Securities Purchase Agreement, dated July 16, 2025, between the Company and Indigo Capital LP. | ||||
| 10.2* | Subordinated Convertible Note, dated July 16, 2025, between the Company and Indigo Capital LP. | ||||
| 10.3* | Securities Purchase Agreement, dated July 21, 2025, between the Company and 1800 Diagonal Lending LLC. | ||||
| 10.4* | Convertible Promissory Note, dated July 21, 2025, by the Company in favor of 1800 Diagonal Lending LLC. | ||||
| 10.5 | Order Granting Approval of Settlement Agreement and Stipulation, dated July 30, 2025. | 8-K | 001-39489 | 10.1 | July 31, 2025 |
| 10.6 | Settlement Agreement and Stipulation, dated July 17, 2025, between the Company and Silverback Capital Corporation. | 8-K | 001-39489 | 10.2 | July 31, 2025 |
| 10.7* | Securities Purchase Agreement, dated August 18, 2025, between the Company and Indigo Capital LP. | ||||
| 10.8* | Subordinated Convertible Note, dated August 18, 2025, between the Company and Indigo Capital LP. | ||||
| 10.9* | Letter regarding Proposal for the Phased Acquisition of Tekne S.p.A., dated August 19, 2025, between the Company and the Selling Shareholders of Tekne S.p.A.. | ||||
| 10.10* | Securities Purchase Agreement, dated September 2, 2025, between the Company and Bricklane Capital Management Limited. | ||||
| 10.11* | Subordinated Convertible Note, dated September 2, 2025, between the Company and Bricklane Capital Management Limited. | ||||
| 10.12 | Form of Securities Purchase Agreement, dated September 15, 2025, between the Company and the purchasers party thereto. | 8-K | 001-39489 | 10.1 | September 17, 2025 |
| 31.1* | Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 31.2* | Certification of Principal Financial Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.1** | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.2** | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 101.INS | Inline XBRL Instance Document – The instance document does not appear in the interactive data file because its XBRL tags are embedded within the Inline XBRL document. | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents | ||||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) | ||||
- Filed herewith
** Furnished herewith.
† Certain of the exhibits and schedules to these exhibits have been omitted in accordance with Regulation S-K Item 601(a)(5). The registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request.
SIGNA
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