LM FUNDING AMERICA, INC.
For the period ended Sep 30, 2025. Filed Nov 14, 2025.
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Sep 30, 2025 · Filed Nov 14, 2025
PWCM$0.54+3.0%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
The following documents are filed as a part of this report or are incorporated herein by reference.
| EXHIBITNUMBER | DESCRIPTION |
| 2.1 | Asset Purchase Agreement, dated as of August 1, 2025, between US Digital Mining Mississippi LLC and Greenidge Mississippi LLC (incorporated by reference to Exhibit 2.1 to the Form 8-K filed on August 7, 2025) |
| 3.1 | Certificate of Incorporation of LM Funding America, Inc., as amended (incorporated by reference to Exhibit 3.1 to the Form 10-Q filed on August 13, 2024) |
| 3.2 | Restated By-Laws of LM Funding America, Inc. (incorporated by reference to Exhibit 3.2 to the Form 10-Q filed on November 17, 2022) |
| 4.1 | Form of Series A Common Warrant (incorporated by reference to Exhibit 4.1 to the Form 8-K filed on August 19, 2024) |
| 4.2 | Form of Series B Common Warrant (incorporated by reference to Exhibit 4.2 to the Form 8-K filed on August 19, 2024) |
| 4.3 | Form of Common Stock Purchase Warrant (incorporated by reference to Exhibit 4.1 to Form 8-K filed on August 18, 2020) |
| 4.4 | Form of Common Warrant (incorporated by reference to Exhibit 4.2 to the Form 8-K filed on October 20, 2021) |
| 4.5 | Promissory Note, dated August 6, 2024 (incorporated by reference to Exhibit 4.1 to the Form 8-K filed on August 12, 2024) |
| 4.6 | Form of Common Stock Purchase Warrant (incorporated by reference to Exhibit 4.1 to the Form 8-K filed on January 10, 2025) |
| 4.7 | Amendment to Secured Promissory Note, dated March 27, 2025, between LM Funding America, Inc. and Brown Family Enterprises LLC (incorporated by reference to Exhibit 4.11 to the Form 10-K filed on March 31, 2025) |
| 4.8 | Form of Common Stock Purchase Warrant (PIPE Offering) (incorporated by reference to Exhibit 4.1 to the Form 8-K filed on August 19, 2025) |
| 4.9 | Form of Common Stock Purchase Warrant (RDO) (incorporated by reference to Exhibit 4.2 to the Form 8-K filed on August 19, 2025) |
| 4.10 | Promissory Note, dated September 15, 2025 (incorporated by reference to Exhibit 4.1 to the Form 8-K filed on September 18, 2025) |
| 10.1 | Form of Securities Purchase Agreement between the Company and the purchasers signatory thereto (PIPE Offering) (incorporated by reference to Exhibit 10.1 to the Form 8-K filed on August 19, 2025) |
| 10.2 | Form of Securities Purchase Agreement between the Company and the purchasers signatory thereto (RDO) (incorporated by reference to Exhibit 10.2 to the Form 8-K filed on August 19, 2025) |
| 10.3 | Form of Registration Rights Agreement (incorporated by reference to Exhibit 10.3 to the Form 8-K filed on August 19, 2025) |
| 10.4 | Loan Agreement Amendment, dated as of September 15, 2025, among LM Funding America, Inc., US Digital Mining and Hosting Co., LLC, and SE & AJ Liebel Limited Partnership (incorporated by reference to Exhibit 10.1 to the Form 8-K filed on September 18, 2025) |
| 10.5 | Bitcoin Miner Purchase and Sale Agreement, dated as of September 16, 2025, between US Digital Mining Mississippi LLC and Greenidge Generation LLC (incorporated by reference to Exhibit 10.2 to the Form 8-K filed on September 18, 2025) |
| 10.6* | Master Digital Currency Loan Agreement, dated October 29, 2025, between LM Funding America, Inc. and Galaxy Digital, LLC, together with Loan Term Sheet dated October 30, 2025 |
| 31.1* | Rule 13a – 14(a) Certification of the Principal Executive Officer |
| 31.2* | Rule 13a – 14(a) Certification of the Principal Financial Officer |
| 32.1* | Written Statement of the Principal Executive Officer, Pursuant to 18 U.S.C. § 1350 |
| 32.2* | Written Statement of the Principal Financial Officer, Pursuant to 18 U.S.C. § 1350 |
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document. |
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
- Filed herewith.
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