Phoenix Energy One, LLC
For the period ended Sep 30, 2025. Filed Nov 12, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 12, 2025
PHXE-P$25.35+0.1%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Incorporated by Reference | ||||
|---|---|---|---|---|
| Exhibit No. · Exhibit Description+ · Form · Date of FirstFiling · ExhibitNumber · FiledHerewith | ||||
| 3.1 | Certificate of Formation of Phoenix Capital Group Holdings, LLC, dated as of April 16, 2019. | S-1 | 10/29/2024 | 3.1 |
| 3.2 | Certificate of Amendment to the Certificate of Formation of Phoenix Energy One, LLC, dated as of January 23, 2025. | S-1/A | 03/28/2025 | 3.2 |
| 3.3 | Third Amended and Restated Limited Liability Company Agreement of Phoenix Energy One, LLC | 8-K | 09/30/2025 | 3.1 |
| 3.4 | Phoenix Energy One, LLC Share Designation with Respect to the Series A Cumulative Redeemable Preferred Shares | 8-K | 09/30/2025 | 3.2 |
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| Exhibit No. · Exhibit Description+ · Form · Date of FirstFiling · ExhibitNumber · FiledHerewith | ||||||
| 10.1 | Form of Indemnification Agreement. | 8-K | 09/30/2025 | 10.1 | ||
| 10.2 | Form of Non-Employee Director Compensation Letter. | 8-K | 09/30/2025 | 10.2 | ||
| 10.3++ | Amendment No. 6 to Amended and Restated Senior Credit Agreement, by and among Phoenix Energy One, LLC, Phoenix Operating LLC, each of the lenders from time to time party thereto, and Fortress Credit Corp., dated as of August 1, 2025. | 8-K | 08/01/2025 | 10.1 | ||
| 10.4++ | Amendment No. 7 to Amended and Restated Senior Credit Agreement, by and among Phoenix Energy One, LLC, Phoenix Operating LLC, each of the lenders from time to time party thereto, and Fortress Credit Corp., dated as of October 24, 2025. | 8-K | 10/27/2025 | 10.1 | ||
| 10.5 | Fifth Amendment to the Loan Agreement, by and between Phoenix Energy One, LLC, Phoenix Operating, LLC, and Adamantium Capital LLC, dated as of October 6, 2025. | * | ||||
| 31.1 | Certifications of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | * | ||||
| 31.2 | Certifications of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | * | ||||
| 32.1 | Certification of Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | * | * | |||
| 32.2 | Certification of Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | * | * | |||
| 101.INS | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | |||||
| 101.SCH | XBRL Taxonomy Extension Schema Document. | * | ||||
| 104 | Cover Page Interactive Data File (the cover page XBRL tags) | |||||
| + | Capitalized terms have the meanings assigned to them in the Report contained in this Quarterly Report. |
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| ++ | Certain annexes, schedules, and exhibits to this Exhibit have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company hereby agrees to furnish supplementally a copy of any omitted annex, schedule, or exhibit to the SEC upon request. |
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| * | Filed herewith. |
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| ** | Furnished herewith. |
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