PALISADE BIO, INC.
For the period ended Sep 30, 2025. Filed Nov 10, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 10, 2025
PALI$1.19+5.3%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
| Exhibit Number | Description of document |
| 4.1 | Form of July 2025 New Warrant (incorporated by reference to Exhibit 4.01 to Current Report on Form 8-K filed with the SEC on July 25, 2025). |
| 4.2 | Form of July 2025 Placement Agent Warrant (incorporated by reference to Exhibit 4.02 to Current Report on Form 8-K filed with the SEC on July 25, 2025). |
| 10.1* | Amended and Restated Employment Agreement with J.D. Finley, dated September 4, 2025. |
| 10.2* | Amended and Restated Employment Agreement with Mitchell Jones, dated September 4, 2025. |
| 10.3 | Form of July 2025 Warrant Inducement Agreement (incorporated by reference to Exhibit 10.01 to Current Report on Form 8-K filed with the SEC on July 25, 2025). |
| 10.4* | Form of Restricted Stock Unit Grant Notice and Award Agreement under the Palisade Bio, Inc. 2021 Equity Incentive Plan. |
| 10.5* | Form of Restricted Stock Unit Grant Notice and Award Agreement under the Palisade Bio, Inc. 2021 Equity Incentive Plan (Optional Cash Settlement). |
| 31.1* | Certification of Principal Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a) of the Exchange Act. |
| 31.2* | Certification of Principal Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a) of the Exchange Act. |
| 32.1** | Certification of Principal Executive Officer and Principal Financial Officer pursuant to Rules 13a-14(b) or 15d-14(b) of the Exchange Act, and 18 U.S.C. Section 1350. |
| 101.INS* | Inline XBRL Instance Document-the instance document does not appear in the Interactive Data File as its XBRL tags are embedded within the Inline XBRL document. |
| 104* | Cover Page Interactive Data File (embedded within the Inline XBRL and contained in Exhibit 101). |
- Filed herewith
** Furnished herewith.
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