Olema Pharmaceuticals, Inc.
For the period ended Sep 30, 2025. Filed Nov 10, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 10, 2025
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Item 5. Other Information
Trading Plans or Rule 10b5-1 Trading Plans
During the quarter ended September 30, 2025, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted orterminated the contracts, instructions or written plans for the purchase or sale of our securities set forth in the table below.
| Name | Position | Action | Date of Adoption/Termination | Type of Trading Arrangement | Expiration Date | Total Shares of Common Stock to be Sold*** | |
|---|---|---|---|---|---|---|---|
| Rule 10b5-1* | Non-Rule 10b5-1** | ||||||
| Shane Kovacs | Chief Operating and Financial Officer | Adoption(1) | February 3, 2025 | X(2) | May 12, 2026 | Up to 150,000 | |
| Shane Kovacs | Chief Operating and Financial Officer | Termination(3) | September 10, 2025(4) | X | May 12, 2026 | Up to 150,000 | |
*Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
** "Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act.
*** Represents the maximum number of shares that may be sold pursuant to the 10b5-1 trading arrangement. The number of shares to be sold was dependent on the satisfaction of certain conditions as set forth in the written plan.
(1) We inadvertently omitted from Item 5 of Part II of our Quarterly Report on Form 10-Q for the quarterly period ending March 31, 2025, the disclosure of the adoption of a contract, instruction or written plan for the purchase or sale of our securities.
(2) This plan was intended to qualify as a “Rule 10b5-1 trading arrangement” as defined in Item 408(a) of Regulation S-K. However, the plan did not comply with the cooling-off period required by Exchange Act Rule 10b5-1(c) and is therefore deemed a “Non-Rule 10b5-1 trading arrangement”.
(3) This contract, instruction, or written plan was subsequently terminated on September 10, 2025, as disclosed above, prior to the completion of any sales under the plan.
(4) Represents the termination of a written plan originally adopted on February 3, 2025 that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
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