MARKETAXESS HOLDINGS INC
For the period ended Sep 30, 2025. Filed Nov 7, 2025.
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Sep 30, 2025 · Filed Nov 7, 2025
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Item 5. Other Information
(c) Trading Plans
In the third quarter of 2025, no director or officer (as defined in Exchange Act Rule 16a-1(f)) of the Company adopted orterminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement for the purchase or sale of securities of the Company, within the meaning of Item 408 of Regulation S-K, except as follows:
Scott Pintoff, the Company’s General Counsel & Corporate Secretary, terminated a trading arrangement intended to satisfy Rule 10b5-1(c) on September 9, 2025 (the “Terminated Pintoff Plan”). The Terminated Pintoff Plan was originally entered into on December 5, 2024 for the sale of up to 2,225 shares of the Company’s common stock, subject to certain conditions and with an original expiration date of February 20, 2026. In addition, Mr. Pintoff adopted a new trading arrangement intended to satisfy Rule 10b5-1(c) on September 10, 2025 (the “New Pintoff Plan”), for the sale of up to 2,600 shares of the Company’s common stock, subject to certain conditions. The New Pintoff Plan's expiration date is December 15, 2026.
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