Aligos Therapeutics, Inc.
For the period ended Sep 30, 2025. Filed Nov 6, 2025.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 6, 2025
ALGS$3.95-2.9%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| ExhibitNumber · Exhibit Description · Incorporated by Reference · ProvidedHerewith | |||||
|---|---|---|---|---|---|
| Form · Date · Number | |||||
| 3.1(a) | Amended and Restated Certificate of Incorporation. | 8-K | 10/20/2020 | 3.1 | |
| 3.1(b) | Certificate of Amendment to Amended and Restated Certificate of Incorporation. | 8-K | 6/28/2024 | 3.1 | |
| 3.1(c) | Certificate of Amendment to Amended and Restated Certificate of Incorporation. | 8-K | 8/19/2024 | 3.1 | |
| 3.1(d) | Certificate of Amendment to Amended and Restated Certificate of Incorporation. | 8-K | 6/26/2025 | 3.1 | |
| 3.2 | Amended and Restated Bylaws. | 8-K | 10/20/2020 | 3.2 | |
| 4.1 | Reference is made to Exhibits 3.1(a), 3.1(b), 3.1(c), 3.1(d) and 3.2. | ||||
| 4.2 | Form of Common Stock Certificate. | 10-Q | 11/6/2024 | 4.2 | |
| 4.3 | Form of 2023 Common Warrant Agreement. | 8-K | 10/25/2023 | 4.2 | |
| 4.4 | Form of 2023 Pre-Funded Warrant Agreement. | 8-K | 10/25/2023 | 4.1 | |
| 4.5 | Form of 2025 Common Warrant Agreement | 8-K | 2/12/2025 | 4.2 | |
| 4.6 | Form of 2025 Pre-Funded Warrant Agreement | 8-K | 2/12/2025 | 4.1 | |
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | |||
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | |||
| 32.1* | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | |||
| 32.2* | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | |||
| 101.INS | Inline XBRL Instance Document. | X | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. | X | |||
| 104 | The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2025 has been formatted in Inline XBRL. | X | |||
- The certifications attached as Exhibits 32.1 and 32.2 that accompany this Quarterly Report on Form 10-Q, are deemed furnished and not filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of Aligos Therapeutics, Inc. under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Quarterly Report on Form 10-Q, irrespective of any general incorporation language contained in such filing.
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