Aveanna Healthcare Holdings, Inc.
For the period ended Sep 27, 2025. Filed Nov 6, 2025.
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Sep 27, 2025 · Filed Nov 6, 2025
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Item 5. Other Information
During the quarter ended September 27, 2025, none of the directors or officers of the Company adopted, modified, orterminated any contract, instruction or written plan for the purchase or sale of the Company's securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1 (c) under the Exchange Act or any "non-Rule 10b5-1 trading arrangement", as defined in Item 408 of Regulation S-K, except as follows:
On September 11, 2025, the officer of the Company listed in the chart below adopted Rule 10b5-1 trading arrangements intended to provide solely for "eligible sell-to-cover transactions" (as described in Rule 10b5-1(c)(1) under the Exchange Act) to satisfy the applicable tax withholding obligations in connection with the vesting of certain restricted stock unit awards. The number of shares to be sold pursuant to the officer's Rule 10b5-1 trading arrangements are dependent on the applicable tax obligations incurred in connection with the vesting of the officer's restricted stock unit awards and, therefore, is indeterminable at this time, but in no event will it exceed the aggregate number of shares of our common stock listed below.
| Name | Title | Adoption Date | Expiration Date | Aggregate # of securities to be sold (2) |
|---|---|---|---|---|
| Patrick A. Cunningham | Chief Compliance Officer | September 11, 2025 | January 9, 2026 (1) | 75,000 |
| Patrick A. Cunningham | Chief Compliance Officer | September 11, 2025 | February 28, 2026 (1) | 136,204 |
(1)
Each trading arrangement permits transactions through the date of completion of all sales necessary to withhold minimum tax obligations required by applicable law.
(2)
The volume and timing of sales is determined based upon sell-to-cover events occurring upon the vesting of certain outstanding equity awards.
Each of the 10b5-1 plans in the above table included a representation from the officer to the Company, in accordance with the Company's securities trading policy, that such individual was not in possession of any material nonpublic information regarding the Company or the securities subject to the plan on the date of adoption.
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