TKO Group Holdings, Inc.
For the period ended Sep 30, 2025. Filed Nov 5, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 5, 2025
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Item 5. Other Information
(a) Disclosure in lieu of reporting on a Current Report on Form 8-K.
None.
(b) Material changes to the procedures by which security holders may recommend nominees to the Board.
None.
(c)Insider trading arrangements and policies.
Other than the below, during the three months ended September 30, 2025, no director or "officer" (as defined under 16a-1(f) of the Exchange Act) of the Company adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
On September 16, 2025, Mr. Krauss, our Chief Administrative Officer & Senior Counsel to the Board of Directors and Senior Management, entered into a Rule 10b5-1 trading arrangement intended to satisfy the affirmative defense of Rule 10b5-1(c) (the “2025 Krauss Trading Arrangement”). The 2025 Krauss Trading Arrangement provides for the sale of up to 74,655 shares of Class A common stock, plus the gross number of shares resulting from the RSUs vesting in fiscal years 2026 and 2027 with a planend date of January 31, 2028 unless earlier terminated pursuant to its terms.
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