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ORION ENERGY SYSTEMS, INC.

For the period ended Sep 30, 2025. Filed Nov 5, 2025.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2025 · Filed Nov 5, 2025

OESX$13.24+5.8%Stored close · as of Nov 9, 2026

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Contents

Item 6. Exhibits

(a)

Exhibits

3.1Articles of Amendment to Amended and Restated Articles of Incorporation of Orion Energy Systems, Inc., effective August 22, 2025, filed as Exhibit 3.1 to Registrant's Current Report on Form 8-K filed on August 19, 2025, is hereby incorporated by reference.
10.1Term Sheet, dated June 23, 2025, by an between Orion Energy Systems, Inc., Final Frontier, LLC and Kathleen Connors, filed as Exhibit 10.1 to Registrant's Current Report on Form 8-K filed on October 3, 2025, is hereby incorporated by reference.
10.2Earn Out Term Sheet Amendment, dated July 31, 2025, by and between Orion Energy Systems, Inc., Final Frontier, LLC and Kathleen Connors, filed as Exhibit 10.2 to Registrant's Quarterly Report on Form 10-Q filed on August 6, 2025, is hereby incorporated by reference.
10.3Senior Subordinated Loan Agreement, dated September 30, 2025, by and among Orion Energy Systems, Inc. Great Lakes Energy Technologies, LLC, Clean Energy Solutions, LLC, Orion Asset Management, LLC, Orion Technologies Ventures, LLC, Voltrek, LLC and Final Frontier, LLC, filed as Exhibit 10.2 to Registrant's Current Report on Form 8-K filed on October 3, 2025, is hereby incorporated for reference.
10.4Senior Subordinated Note, dated September 30, 2025 by Orion Energy Systems, Inc. in favor of Final Frontier, LLC, filed as Exhibit 10.3 to Registrant's Current Report on Form 8-K filed on October 3, 2025, is hereby incorporated by reference.
10.5Security Agreement, dated September 30, 2025, by and among Orion Energy Systems, Inc. Great Lakes Energy Technologies, LLC, Clean Energy Solutions, LLC, Orion Asset Management, LLC, Orion Technologies Ventures, LLC, Voltrek, LLC and Final Frontier, LLC, filed as Exhibit 10.4 to Registrant's Current Report on Form 8-K filed on October 3, 2025, is hereby incorporated by reference.
10.6Subordination and Intercreditor Agreement, dated September 30, 2025, by and among Orion Energy Systems, Inc, Great Lakes Energy Technologies, LLC, Clean Energy Solutions, LLC, Orion Asset Management, LLC, Orion Technologies Ventures, LLC, Voltrek, LLC, Final Frontier, LLC and Bank of America, N.A, filed as Exhibit 10.5 to Registrant's Current Report on Form 8-K filed on October 3, 2025, is hereby incorporated by reference.
10.7Amendment No. 4 to Loan and Security Agreement, dated September 30, 2025, by and among Orion Energy Systems, Inc., Great Lakes Energy Solutions, LLC, Clean Energy Solutions, LLC, Orion Asset Management, LLC, Orion Technology Ventures, LLC, Voltrek, LLC and Bank of America, N.A, filed as Exhibit 10.6 to Registrant's Current Report on Form 8-K filed on October 3, 2025, is hereby incorporated by reference.
10.8Management Support Agreement, dated September 30, 2025, by and among Orion Energy Systems, Inc., Final Frontier, LLC and Kathleen Connors, filed as Exhibit 10.7 to Registrant's Current Report on Form 8-K filed on October 3, 2025, is hereby incorporated by reference.
10.9Board Observer Agreement, dated September 30, 2025, by and among Orion Energy Systems, Inc. and Kathleen Connors, filed as Exhibit 10.8 to Registrant's Current Report on Form 8-K filed on October 3, 2025, is hereby incorporated by reference.
31.1Certification of Chief Executive Officer of Orion Energy Systems, Inc. pursuant to Rule 13a-14(a) or Rule 15d-14(a) promulgated under the Securities Exchange Act of 1934, as amended.+
31.2Certification of Chief Financial Officer of Orion Energy Systems, Inc. pursuant to Rule 13a-14(a) or Rule 15d-14(a) promulgated under the Securities Exchange Act of 1934, as amended.+
32.1Certification of Chief Executive Officer of Orion Energy Systems, Inc. pursuant to Rule 13a-14(b) promulgated under the Securities Exchange Act of 1934, as amended, and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.+
32.2Certification of Chief Financial Officer of Orion Energy Systems, Inc. pursuant to Rule 13a-14(b) promulgated under the Securities Exchange Act of 1934, as amended, and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.+
101.INSInline XBRL Instance Document+
101.SCHInline XBRL Taxonomy extension schema document+
101.CALInline XBRL Taxonomy extension calculation linkbase document+
101.DEFInline XBRL Taxonomy extension definition linkbase document+
101.LABInline XBRL Taxonomy extension label linkbase document+
101.PREInline XBRL Taxonomy extension presentation linkbase document+
104The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2025, has been formatted in Inline XBRL and is contained in Exhibit 101.
  • Filed herewith
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