SLR Investment Corp.
For the period ended Sep 30, 2025. Filed Nov 4, 2025.
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Sep 30, 2025 · Filed Nov 4, 2025
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Item 5. Other Information
Rule 10b5-1 Trading Plans
During the fiscal quarter ended September 30, 2025, none of our directors or officers (as defined in Rule 16a-1(f) under the 1934 Act)adopted, modified orterminated any contract, instruction or written plan for the purchase or sale of our securities to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the 1934 Act or any “non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K.
Unsecured Note Issuance
On August 21, 2025, the Company closed a private offering of $75 million of the 2028 Series J Unsecured Notes with a fixed interest rate of 5.95% and a maturity date of August 21, 2028. Interest on the 2028 Series J Unsecured Notes is due semi-annually on February 21 and August 21. The 2028 Series J Unsecured Notes were issued in a private placement only to qualified institutional buyers.
The description above is only a summary of the material provisions of the 2028 Series J Unsecured Notes and is qualified in its entirety by reference to the full text of the Form of Ninth Supplement to Note Purchase Agreement, which is filed as Exhibit 10.1 to this Quarterly Report on Form 10-Q.
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