Skip to main content

TTM TECHNOLOGIES INC

For the period ended Sep 29, 2025. Filed Oct 31, 2025.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 29, 2025 · Filed Oct 31, 2025

TTMI$75.33+13.3%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits

Item 5. Other Information

Rule 10b5-1 Trading Plans

During thequarter ended September 29, 2025, our directors and/or officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated the contracts, instructions, or written plans for the purchase or sale of our securities set forth in the table below.

Name and TitleActionAdoption / Termination DateRule 10b5-1 (1)Non-Rule 10b5-1 (2)Total Number of Shares of Common Stock to be Sold (3)Expiration Date
Daniel L. Boehle(Executive Vice President and CFO)AdoptionAugust 8, 2025XIndeterminable (4)August 31, 2026
Thomas Clapprood(President, Radar Systems and Sensors Business Unit)AdoptionAugust 27, 2025XIndeterminable (4)June 30, 2026
Thomas T. Edman(Director)AdoptionAugust 20, 2025XIndeterminable (4)June 30, 2026
Thomas T. Edman(Director)AdoptionAugust 25, 2025XUp to 84,000May 29, 2026
Robert Farrell(President, Communication and Computing Business Unit)AdoptionAugust 15, 2025XIndeterminable (4)June 30, 2026
Catherine A. Gridley(Executive Vice President and President, Aerospace & Defense Sector)AdoptionAugust 27, 2025XIndeterminable (4)June 30, 2026
Dale Knecht(Senior Vice President of Global Information Technology)AdoptionAugust 8, 2025XIndeterminable (4)June 30, 2026
Shawn Powers(Executive Vice President and Chief Human Resources Officer)AdoptionAugust 29, 2025XIndeterminable (4)June 30, 2026
Name and TitleActionAdoption / Termination DateRule 10b5-1 (1)Non-Rule 10b5-1 (2)Total Number of Shares of Common Stock to be Sold (3)Expiration Date
Shawn Powers(Executive Vice President and Chief Human Resources Officer)AdoptionAugust 29, 2025XUp to 15,000November 30, 2026
Douglas L. Soder(Executive Vice President and President, Commercial Sector)AdoptionAugust 21, 2025XUp to 25,000November 30, 2026
Douglas L. Soder(Executive Vice President and President, Commercial Sector)AdoptionAugust 21, 2025XIndeterminable (4)June 30, 2026
Steven Spoto (President, Integrated Electronics Business Unit)AdoptionAugust 22, 2025XIndeterminable (4)August 12, 2026
James P. Walsh (Chief Operating Officer)AdoptionAugust 11, 2025XIndeterminable (4)June 30, 2026
Daniel J. Weber(Executive Vice President, Chief Legal Officer and Secretary)AdoptionAugust 6, 2025XIndeterminable (4)June 30, 2026

(1)

Contract, instruction, or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.

(2)

“Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act.

(3)

Represents the maximum number of shares that may be sold pursuant to the 10b5-1 arrangement. The number of shares sold will be dependent on the satisfaction of certain conditions as set forth in the trading plan.

(4)

Rule 10b5-1 trading arrangement that is intended to provide for “eligible sell-to-cover transactions” (as described in Rule 10b5-1(c)(1)(ii)(D)(3) under the Exchange Act) to satisfy tax withholding obligations arising exclusively from vesting of RSUs or PRUs. The number of shares subject to covered RSUs or PRUs that will be sold to satisfy applicable tax withholding obligations upon vesting is not currently determinable as the number will vary based on the market price of our common stock and the extent to which vesting conditions are satisfied. This sell-to-cover arrangement provides solely for the automatic sale of shares that would otherwise be issuable in respect of a covered RSU or PRU in an amount sufficient to satisfy the applicable withholding obligation, with the proceeds of the sale delivered to the Company in satisfaction of the applicable withholding obligation.

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.