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ENANTA PHARMACEUTICALS INC

For the period ended Jun 30, 2025. Filed Aug 13, 2025.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2025 · Filed Aug 13, 2025

ENTA$11.00+9.1%Stored close · as of Nov 6, 2026

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Other Information

ITEM 5. OTHER INFORMATION

Rule 10b5-1 Trading Arrangements. During the three months ended June 30, 2025, the officers (as defined in Rule 16a-1(f) under the Exchange Act) of the Company set forth below adopted or terminated a “Rule 10b5-1 trading arrangement” as that term is defined in Item 408(a) of Regulation S-K, all of which were entered into during an open trading window in accordance with the Company’s Securities Trading Policy and all of which were intended to satisfy Rule 10b5-1(c).

On April 16, 2025, Paul J. Mellett, our Chief Financial and Administrative Officer, terminated a previously adopted Rule 10b5-1 trading plan. The plan was originally adopted on June 14, 2024 and scheduled to run through May 30, 2025. No trades were executed under the plan.

On June 10, 2025, Jay R. Luly, Ph.D., our President, Chief Executive Officer and Director, adopted a Rule 10b5-1 trading plan providing for the sale of up to 110,000 and 80,000 shares of common stock vested under outstanding stock options, which are set to expire on November 20, 2025 and November 18, 2026, respectively, so long as the market price of our common stock is higher than certain minimum threshold prices specified in the plan in various periods between September 9, 2025 and May 29, 2026, or such earlier date as all authorized sales under the plan are completed.

Except as set forth above, no director or officer (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-rule 10b5-1 trading arrangement,” as each term is defined in item 408(a) of Regulation S-K.

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.