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SLR Investment Corp

For the period ended Dec 31, 2023. Filed Feb 27, 2024.

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About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2023 · Filed Feb 27, 2024

SLRC$11.84+0.3%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

Item 9B. Other Information

Item 9B.Other Information

Rule

10b5-1

Trading Plans

During the fiscal year ended December 31, 2023, none of our directors or officers (as defined in Rule

16a-1(f)

under the 1934 Act) adopted or terminated any contract, instruction or written plan for the purchase or sale of our securities to satisfy the affirmative defense conditions of Rule

10b5-1(c)

under the 1934 Act or any

“non-Rule

10b5-1

trading arrangement” as defined in Item 408(c) of Regulation

S-K.

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.