Vogenx, Inc.
For the period ended Sep 30, 2026. Filed Nov 6, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 6, 2026
VOGX$18.34+5.1%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| ExhibitNumber | Description | Form | File No. | Exhibit | FilingDate | Filed/FurnishedHerewith |
| 3.1 | Second Amended and Restated Certificate of Incorporation of Vogenx, Inc. | 8-K | 001-43441 | 3.1 | 8/13/2026 | |
| 3.2 | Amended and Restated Bylaws of Vogenx, Inc. | 8-K | 001-43441 | 3.2 | 8/13/2026 | |
| 4.1 | Form of Common Stock Certificate | S-1/A | 333-297487 | 4.1 | 7/29/2026 | |
| 4.2 | Form of Warrant, as amended | S-1/A | 333-297487 | 4.3 | 7/29/2026 | |
| 10.1 | Vogenx, Inc. 2026 Equity Incentive Plan and forms of award agreements thereunder | S-1/A | 333-297487 | 10.3 | 7/29/2026 | |
| 10.2 | Form of Director and Officer Indemnification Agreement | S-1/A | 333-297487 | 10.4 | 7/29/2026 | |
| 10.3 | Employment Agreement between Vogenx, Inc. and James Green | S-1/A | 333-297487 | 10.5 | 7/29/2026 | |
| 10.4 | Employment Agreement between Vogenx, Inc. and Steven Delmar | S-1/A | 333-297487 | 10.6 | 7/29/2026 | |
| 10.5 | Employment Agreement between Vogenx, Inc. and William Wilkison | S-1/A | 333-297487 | 10.7 | 7/29/2026 | |
| 10.6 | Vogenx, Inc. Non-Employee Director Compensation Policy | S-1/A | 333-297487 | 10.8 | 7/29/2026 | |
| 31.1 | Certification of Principal Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | * | ||||
| 31.2 | Certification of Principal Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | * | ||||
| 32.1 | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ** | ||||
| 32.2 | Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ** | ||||
| 101.INS | Inline XBRL Instance Document | * | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents | * | ||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | * | ||||
| * | Filed herewith. |
| ** | The certifications furnished in Exhibits 32.1 and 32.2 hereto are deemed to be furnished with this Quarterly Report and will not be deemed to be “filed” for purposes of Section 18 of the Exchange Act, except to the extent that the Company specifically incorporates it by reference. |
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