Royale Energy Inc
For the period ended Dec 31, 2023. Filed Apr 12, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Apr 12, 2024
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Compliance with Section 16(a) of the Exchange Act
Delinquent Section 16(a) Reports
Section 16(a) of the Securities Exchange Act of 1934 and Securities and Exchange Commission regulations require that Royale’s directors, certain officers, and greater than 10 percent shareholders file reports of ownership and changes in ownership with the SEC and the NASD and furnish Royale with copies of all such reports they file. The following Form 4’s for common stock issued to current and former board members were filed late or are in process of being filed, each of these filings consisted of two transactions that occurred in 2022, and two transactions that occurred in 2023:
| Form 4 2022 Common Stock Issuance - Late Filings: | |||
|---|---|---|---|
| Recipient | Shares issued 2022 | Shares issued 2023 | Form 4 Filing Status |
| Jonathan Gregory | 903,529 | In Process | |
| John Sullivan | 262,950 | 1,204,706 | In Process |
| Chris Parada | 262,950 | 1,204,706 | In Process |
| Jeffrey Kerns | 197,799 | 903,529 | In Process |
| Stephen Hosmer | 187,038 | 1,204,706 | In Process |
| CIC RMX LP | 3,266,055 | In Process | |
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