Royale Energy Inc
For the period ended Dec 31, 2023. Filed Apr 12, 2024.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Apr 12, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Common Stock
At March 25, 2024, 71,863,829 shares of the registrant’s Common Stock were outstanding.
The following table contains information regarding the ownership of Royale’s Common Stock as March 25, 2023, by each director and executive officer of Royale, and all directors and officers of Royale as a group.
Except pursuant to applicable community property laws and except as otherwise indicated, each shareholder identified in the table below possesses sole voting and investment power with respect to her or his shares. The holdings reported are based on reports filed with the Securities and Exchange Commission and the Company by the officers and directors.
| Stockholder (1) | Number | Percent |
|---|---|---|
| Johnny Jordan (3) | 28,425,174 | 40.28% |
| Jeff Kerns (5) | 20,127,772 | 28.52% |
| Stephen M. Hosmer (2) | 2,531,973 | 3.59% |
| John Sullivan | 2,444,056 | 3.46% |
| Jonathan Gregory (4) | 2,040,669 | 2.89% |
| Chris Parada | 1,467,656 | 2.08% |
| All officers and directors as a group | 57,271,240 | 81.16% |
- Less than 1%.
(1) The mailing address of each listed stockholder is 1530 Hilton Head Rd, Suite 205, El Cajon, California 92021.
(2) Includes 6,000 shares owned by Stephen M. Hosmer's minor children.
(3) Includes 11,664,960 shares issuable upon conversion of Series B Convertible Preferred Stock.
(4) Includes 35,000 shares owned by Mr. Gregory's son.
(5) Includes 10,929,610 shares issuable upon conversion of Series B Convertible Preferred Stock.
There is no shareholder known by Royale to own beneficially more than 5% of the outstanding shares of each class of equity securities other than Messrs. Jordan and Kerns, as disclosed above.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.