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HALOZYME THERAPEUTICS INC

For the period ended Sep 30, 2024. Filed Oct 31, 2024.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2024 · Filed Oct 31, 2024

HALO$102.92-0.7%Stored close · as of Nov 9, 2026

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Item 5. Other Information

During the three months ended September 30, 2024, the following director and officer each adopted a Rule 10b5-1 trading arrangement (as such terms are defined pursuant to Item 408(a) of Regulation S-K) as noted in the table below.

Trading Arrangement
Name and Title · Action · Date · Rule 10b5-1* · Non-Rule 10b5-1** · Total Shares To Be Sold · Expiration Date
Jeffrey W. HendersonAdoption9/17/2024X25,000The earlier of 04/30/2025 or date all shares are sold
Director (Board Chair)
Michael J. LaBarreAdoption9/18/2024X40,000The earlier of 08/27/2025 or date all shares are sold
Senior Vice President and Chief Technical Officer
  • Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.

** Non-Rule 10b5-1 trading arrangement as defined in Item 408(c) of Regulation S-K under the Exchange Act.

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