GLADSTONE CAPITAL CORP
For the period ended Sep 30, 2025. Filed Nov 17, 2025.
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FY2025 · Filed Nov 17, 2025
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ITEM 9B. Other Information
During the three months ended September 30, 2025, none of our officers or directors adopted orterminated any contract, instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) (“Rule 10b5-1 trading arrangement”) or any “non-Rule 10b5-1 trading arrangement.” In addition, during the three months ended September 30, 2025, we did not adopt or terminate any Rule 10b5-1 trading arrangement.
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