Mastercard Inc
For the period ended Dec 31, 2023. Filed Feb 13, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Feb 13, 2024
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Item 9B. Other information
PART II
ITEM 9B. OTHER INFORMATION
Item 9B. Other information
Rule 10b5-1 and Non-Rule 10b5-1 Trading Arrangements
During the three months ended December 31, 2023, certain of our officers and directors adopted orterminated trading arrangements for the sale of shares of our common stock as follows:
| Action | Date | Plans | Number of Securities to be Sold | Expiration | ||||
| Rule 10b5-1 1 | Non-Rule 10b5-1 2 | |||||||
| Michael Miebach,President and Chief Executive Officer | Adoption | November 2, 2023 | X | - | 23,552 shares of Class A Common Stock underlying employee stock options | The earlier of (i) the date when all securities under plan are exercised and sold and (ii) November 15, 2024 | ||
|---|---|---|---|---|---|---|---|---|
| Raja Rajamannar,Chief Marketing and Communications Officer | Adoption | November 28, 2023 | X | - | (i) 48,112 shares of Class A Common Stock underlying employee stock options and (ii) 12,000 shares of Class A Common Stock | The earlier of (i) the date when all securities under plan are exercised and sold and (ii) November 28, 2024 | ||
1 Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
2 Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Other Information
Pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012, we hereby incorporate by reference herein the disclosure contained in Exhibit 99.1 of this Report.
MASTERCARD 2023 FORM 10-K 116
PART III
Item 10. Directors, executive officers and corporate governance
Item 11. Executive compensation
Item 12. Security ownership of certain beneficial owners and management and related stockholder matters
Item 13. Certain relationships and related transactions, and director independence
Item 14. Principal accountant fees and services
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