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AmBase Corp

For the period ended Sep 30, 2026. Filed Oct 28, 2026.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2026 · Filed Oct 28, 2026

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Item 6. Exhibits

EXHIBITS

10.1Litigation Funding Agreement between Richard A. Bianco, the Company’s President and Chief Executive Officer (“Mr. R.A. Bianco”) and the Company (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K as filed with the SEC on March 4, 2026, and incorporated herein by reference).
10.2Litigation Funding Agreement between BARC Investments LLC (“BARC”) and the Company (filed as Exhibit 10.2 to the Company’s Current Report on Form 8-K as filed with the SEC on March 4, 2026, and incorporated herein by reference).
10.3Letter Agreement between Mr. R.A. Bianco and the Company (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K as filed with the SEC on July 31, 2026, and incorporated herein by reference).
10.4Letter Agreement between Mr. R.A. Bianco and the Company (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K as filed with the SEC on October 13, 2026, and incorporated herein by reference).
31.1*Rule 13a-14(a) Certification of Chief Executive Officer
31.2*Rule 13a-14(a) Certification of Chief Financial Officer
32.1*Section 1350 Certification of Chief Executive Officer
32.2*Section 1350 Certification of Chief Financial Officer
101.1*The following financial statements from AmBase Corporation’s quarterly report on Form 10-Q for the quarter ended September 30, 2026 formatted in XBRL: (i) Condensed Consolidated Statements of Operations (unaudited); (ii) Condensed Consolidated Balance Sheets (unaudited); (iii) Condensed Consolidated Statements of Cash Flows (unaudited); (iv) Condensed Consolidated Statements of Changes in Stockholders’ Equity (Deficit) (unaudited); and (v) Notes to Condensed Consolidated Financial Statements (unaudited).
104.1*The Cover Page from this Quarterly Report on Form 10-Q, formatted in Inline XBRL.
*filed herewith
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.