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Midas Edge

Nuwellis, Inc.

For the period ended Mar 31, 2025. Filed May 13, 2025.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2025 · Filed May 13, 2025

NUWE$4.94+7.9%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

Item 6. Exhibits

Exhibits

The exhibits filed as part of this Quarterly Report on Form 10-Q are listed in the Exhibit Index below.

Exhibit Index

Nuwellis, Inc.

Form 10-Q for the Quarterly Period Ended March 31, 2025

Incorporated By Reference
Exhibit Number · Exhibit Description · Form · File Number · Date of First Filing · Exhibit Number · Filed Herewith · Furnished Herewith
3.1Fourth Amended and Restated Certificate of Incorporation10001-35312February 1, 20123.1
3.2Certificate of Amendment to the Fourth Amended and Restated Certificate of Incorporation8-K001-35312January 13, 20173.1
3.3Certificate of Amendment to the Fourth Amended and Restated Certificate of Incorporation8-K001-35312May 23, 20173.1
3.4Certificate of Amendment to the Fourth Amended and Restated Certificate of Incorporation8-K001-35312October 12, 20173.1
3.5Certificate of Amendment to the Fourth Amended and Restated Certificate of Incorporation8-K001-35312January 2, 20193.1
3.6Certificate of Amendment to the Fourth Amended and Restated Certificate of Incorporation8-K/A001-35312October 16, 20203.1
3.7Certificate of Amendment to the Fourth Amended and Restated Certificate of Incorporation8-K001-35312April 27, 20213.1
3.8Certificate of Amendment to the Fourth Amended and Restated Certificate of Incorporation8-K001-35312December 9, 20223.1
3.9Certificate of Amendment to the Fourth Amended and Restated Certificate of Incorporation8-K001-35312June 26, 20243.1
3.10Third Amended and Restated Bylaws10-Q333-221010November 12, 20243.13
3.11Amendment to Third Amended and Restated Bylaws10-Q001-35312November 12, 20243.14
3.12Form of Certificate of Designation of Preferences, Rights and Limitations of Series F Convertible Preferred StockS-1/A001-35312November 17, 20173.7
Incorporated By Reference
ExhibitNumberExhibit DescriptionFormFileNumberDate of First FilingExhibitNumberFiledHerewithFurnished Herewith
3.13Certificate of Designation of Preferences, Rights and Limitations of Series I Convertible Preferred Stock8-K001-35312October 18, 20223.1
10.1Separation and Release Agreement between the Company and Nestor Jaramillo, Jr., dated February 23, 20258-K001-35312February 24, 202510.1
10.2Letter Agreement between the Company and John L. Erb, dated as of February 18, 20258-K001-35312February 24, 202510.2
31.1Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002X
31.2Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002X
32.1Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002X
32.2Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002X
101.INSInline XBRL Instance DocumentX
101.SCHInline XBRL Taxonomy Extension Schema DocumentX
101.CALInline XBRL Taxonomy Extension Calculation Linkbase DocumentX
101.DEFInline XBRL Taxonomy Extension Definition Linkbase DocumentX
101.LABInline XBRL Taxonomy Extension Label Linkbase DocumentX
101.PREInline XBRL Taxonomy Extension Presentation Linkbase DocumentX
104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)X

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Nuwellis, Inc.
Date: May 13, 2025By:/s/ John L. Erb
John L. Erb
Interim President and Chief Executive Officer
Date: May 13, 2025By:/s/ Robert Scott
Robert Scott
Chief Financial Officer
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.