Chicago Atlantic BDC Inc
For the period ended Sep 30, 2024. Filed Nov 8, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 8, 2024
LIEN$9.10+0.3%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
| Item 6. | Exhibits |
|---|
The following exhibits are filed as part of this quarterly report on Form 10-Q or hereby incorporated by reference to exhibits previously filed with the SEC:
| Exhibit Number | Description of Exhibit |
| 2.1 | Purchase Agreement by and between the Company and Chicago Atlantic Loan Portfolio, LLC dated as of February 18, 2024(1) |
| 3.1 | Articles of Amendment and Restatement of the Company(2) |
| 3.2 | Articles of Amendment of the Company* |
| 3.3 | Amended and Restated Bylaws of the Company(2) |
| 10.1 | Investment Advisory Agreement, dated October 1, 2024, between the Company and the Adviser(3) |
| 10.2 | License Agreement, dated October 1, 2024, between the Company and the Adviser(4) |
| 10.3 | Expense Limitation Agreement, dated October 1, 2024, between the Company and the Adviser(5) |
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002* |
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002* |
| 32.1 | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002* |
| 32.2 | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002* |
| * | Filed herewith. |
|---|
| (1) | Incorporated by reference to Exhibit 2.1 of the Company’s current report on Form 8-K filed on February 23, 2024. |
| (3) | Incorporated by reference to Exhibit 10.1 of the Company’s current report on Form 8-K filed on October 7, 2024. |
| (4) | Incorporated by reference to Exhibit 10.2 of the Company’s current report on Form 8-K filed on October 7, 2024. |
| (5) | Incorporated by reference to Exhibit 10.3 of the Company’s current report on Form 8-K filed on October 7, 2024. |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.