Silver Spike Investment Corp
For the period ended Dec 31, 2023. Filed Mar 28, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Mar 28, 2024
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Item 15. Exhibits and Financial Statement Schedules
| Item 15. | Exhibits and Financial Statement Schedules |
|---|
The following financial statements of the “Company” are filed herewith:
Report of Independent Registered Public Accounting Firm
Statements of Assets and Liabilities as of December 31, 2023 and December 31, 2022
Statements of Operations for the Year Ended December 31, 2023, the Period Ended December 31, 2022 and the Year Ended March 31, 2022
Statements of Changes in Net Assets for the Year Ended December 31, 2023, the Period Ended December 31, 2022 and the Year Ended March 31, 2022
Statements of Cash Flows for the Year Ended December 31, 2023, the Period Ended December 31, 2022 and the Year Ended March 31, 2022
Notes to Financial Statements
The following exhibits are filed as part of this annual report on Form 10-K or hereby incorporated by reference to exhibits previously filed with the SEC:
| Exhibit Number | Description of Exhibit |
| 2.1 | Purchase Agreement by and between Silver Spike Investment Corp. and Chicago Atlantic Loan Portfolio, LLC dated as of February 18, 2024 (1) |
| 3.1 | Articles of Amendment and Restatement of the Company (2) |
| 3.2 | Amended and Restated Bylaws of the Company (2) |
| 4.1 | Description of Securities (2) |
| 10.1 | Dividend Reinvestment Plan (2) |
| 10.2 | Investment Advisory Agreement by and between the Company and Silver Spike Capital, LLC (2) |
| 10.3 | Custody Agreement (2) |
| 10.4 | Administration Agreement by and between Registrant and Silver Spike Capital, LLC (2) |
| 10.5 | License Agreement by and between Registrant and Silver Spike Capital, LLC (2) |
| 10.6 | Services Agreement (2) |
| 14.1 | Code of Ethics of the Company* |
| 14.2 | Code of Ethics of Silver Spike Capital, LLC* |
| 24.1 | Power of Attorney (included on signature page hereto) |
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002* |
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002* |
| 32.1 | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002* |
| 32.2 | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002* |
| * | Filed herewith. |
| (1) | Incorporated by reference to Exhibit 2.1 of the Company’s current report on Form 8-K filed on February 23, 2024. |
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