PRUDENTIAL FINANCIAL INC
For the period ended Sep 30, 2026. Filed Nov 4, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 4, 2026
PRU$119.24-2.6%Stored close · as of Nov 6, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
GLOSSARY
Throughout this Quarterly Report on Form 10-Q, the Company may use certain abbreviations, acronyms and terms which are defined below.
| Prudential Entities | |||
|---|---|---|---|
| Company | Prudential Financial, Inc. and its subsidiaries | Prudential | Prudential Financial, Inc. and its subsidiaries |
| Gibraltar Life | The Gibraltar Life Insurance Co., Ltd. | Prudential Financial | Prudential Financial, Inc. |
| PFI | Prudential Financial, Inc. and its subsidiaries | Prudential Funding | Prudential Funding, LLC |
| PGFL | Prudential Gibraltar Financial Life Insurance Co., Ltd. | Prudential Insurance/PICA | The Prudential Insurance Company of America |
| PGIM | The global investment management business of Prudential Financial, Inc. | Prudential of Brazil | Prudential do Brasil Seguros S.A. |
| PHJ | Prudential Holdings of Japan, Inc. | Prudential of Japan | The Prudential Life Insurance Company, Ltd. |
| PLIC | Prudential Legacy Insurance Company of New Jersey | Prudential of Mexico | Prudential SegurosMexico, S.A. de C.V. |
| PLNJ | Pruco Life Insurance Company of New Jersey | Registrant | Prudential Financial, Inc. |
| Pruco Life | Pruco Life Insurance Company | ||
| Defined Terms | |||
|---|---|---|---|
| AFP Habitat | Administradora de Fondos de Pensiones Habitat S.A. | Morningstar | Morningstar, Inc. |
| Allstate | The Allstate Corporation | Other Postretirement Benefits | Certain health care and life insurance benefits provided by the Company for its retired employees, their beneficiaries and covered dependents |
| AuguStar | AuguStar Life Insurance Company, formerly known as The Ohio National Life Insurance Company | Pension Benefits | Funded and non-funded non-contributory defined benefit pension plans which cover substantially all of the Company’s employees |
| Board | Prudential Financial’s Board of Directors | PGIM India | PGIM operations in India |
| Closed Block | Certain in-force participating insurance policies and annuity products, along with corresponding assets used for the payment of benefits and policyholders’ dividends on these products | Prismic | Prismic Life Holding Company LP |
| Deerpath | Deerpath Capital Management, LP | Prismic Re | Prismic Life Reinsurance, Ltd. |
| Empower | Great-West and Great-West Life & Annuity Insurance Company of NewYork, now known as Empower Annuity Insurance Company of America and Empower Life & Annuity Insurance Company of New York, respectively | Prismic Re International | Prismic Life Reinsurance International, Ltd. |
| Exchange Act | The Securities Exchange Act of 1934 | Regulation XXX | Valuation of Life Insurance Policies Model Regulation |
| Farmer Mac | Federal Agricultural Mortgage Corporation | Resolution Re | Resolution Re, Ltd. |
| Federal Transferable Tax Credits | Certain federal clean energy tax credits | S&P | S&P Global Ratings |
| Fitch | Fitch Ratings | Somerset Re | Somerset Reinsurance Ltd. |
| Funds Withheld | Assets the Company retains the legal ownership of under certain reinsurance arrangements | Talcott Resolution | Talcott Resolution Life Insurance Company |
| Guideline AXXX | The Application of the Valuation of Life Insurance Policies Model Regulation | Tax Act of 2025 | H.R.1, also referred to as the “One Big Beautiful Bill Act” |
| Hartford Financial | Hartford Financial Services Group, Inc. | U.S. GAAP | Generally accepted accounting principles in the United States of America |
| Moody’s | Moody’s Ratings | Wilton Re | Wilton Reassurance Company and Wilton Reinsurance Bermuda Limited, collectively |
| Acronyms | |||
|---|---|---|---|
| ACL | Allowance for Credit Losses | GMIWB | Guaranteed Minimum Income and Withdrawal Benefits |
| AIR | Additional Insurance Reserves | GMWB | Guaranteed Minimum Withdrawal Benefits |
| ALM | Asset Liability Management | HDI | Highest Daily Lifetime Income |
| AOCI | Accumulated Other Comprehensive Income (Loss) | LPs/LLCs | Limited Partnerships and Limited Liability Companies |
| ASC | Accounting Standards Codification | MD&A | Management’s Discussion and Analysis of Financial Condition and Results of Operations |
| ASU | Accounting Standards Update | MRBs | Market Risk Benefits |
| AUD | Australian Dollar | NAIC | National Association of Insurance Commissioners |
| bps | Basis Points | NAV | Net Asset Value |
| CECL | Current Expected Credit Loss | NCTI | Net Controlled Foreign Corporation Tested Income |
| CLO | Collateralized Loan Obligations | NJDOBI | New Jersey Department of Banking and Insurance |
| CODM | Chief Operating Decision Maker | NPR | Non-Performance Risk |
| DAC | Deferred Policy Acquisition Costs | OCI | Other Comprehensive Income (Loss) |
| DPL | Deferred Profit Liability | OECD | Organization of Economic Cooperation and Development |
| DRG | Deferred Reinsurance Gains | OTC | Over-The-Counter |
| DRL | Deferred Reinsurance Losses | OTTI | Other-Than-Temporary Impairments |
| DSI | Deferred Sales Inducements | PALAC | Prudential Annuities Life Assurance Corporation |
| EBITDA | Earnings Before Interest, Taxes, Depreciation and Amortization | PDI | Prudential Defined Income |
| ESR | Economic Solvency Ratio | POT | The Prudential Life Insurance Company of Taiwan Inc. |
| FABN | Funding Agreement-Backed Notes | RAF | Risk Appetite Framework |
| FACP | Funding Agreement-Backed Commercial Paper | RBC | Risk-Based Capital |
| FASB | Financial Accounting Standards Board | SEC | Securities and Exchange Commission |
| FHLBNY | Federal Home Loan Bank of New York | SOFR | Secured Overnight Financing Rate |
| FLIAC | Fortitude Life Insurance and Annuity Company | SVO | Securities Valuation Office |
| FSA | Financial Services Agency (an agency of the Japanese government) | TBA | To-Be-Announced |
| GICs | Guaranteed Investment Contracts | U.S. | The United States of America |
| GILTI | Global Intangible Low-Taxed Income | URR | Unearned Revenue Reserve |
| GLWB | Guaranteed Living Withdrawal Benefits | USD | U.S. Dollar |
| GMAB | Guaranteed Minimum Accumulation Benefits | VIEs | Variable Interest Entities |
| GMDB | Guaranteed Minimum Death Benefits | VOBA | Value of Business Acquired |
| GMIB | Guaranteed Minimum Income Benefits | ||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.