NORTHROP GRUMMAN CORP /DE/
For the period ended Mar 31, 2026. Filed Apr 21, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed Apr 21, 2026
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Item 5. Other Information
Consistent with Item 408 of Regulation S-K, the following table reflects Rule 10b5-1 trading arrangements and non-Rule 10b5-1 trading arrangements (as defined in Item 408) entered into by any director or officer (as defined in Rule 16a-1(f) of the Exchange Act) during the quarter ended March 31, 2026.
| Name(Title) | Type of Trading Arrangement | Date of Adoption | Expiration Date of Trading Arrangement | Aggregate Number of Securities to Be Purchased or Sold |
|---|---|---|---|---|
| Kathy J. Warden | Rule 10b5-1 Trading Arrangement | February 13, 2026 | January 29, 2027 or such earlier date upon the completion of all trades under the plan or the occurrence of such other termination events as specified in the plan. | Sale of 25,000 shares of common stock |
| (Chair, Chief Executive Officer and President) | ||||
| Michael A. Hardesty | Rule 10b5-1 Trading Arrangement | February 20, 2026 | March 12, 2027 or such earlier date upon the completion of all trades under the plan or the occurrence of such other termination events as specified in the plan. | Sale of 1,036 shares of common stockSale of shares to be received upon payout of 2024 RSRs and RPSRs(1) |
| (Corporate Vice President, Controller, and Chief Accounting Officer) | ||||
| Thomas H. Jones | Rule 10b5-1 Trading Arrangement | February 25, 2026 | February 5, 2027 or such earlier date upon the completion of all trades under the plan or the occurrence of such other termination events as specified in the plan. | Gift of 526 sharesSale of shares received upon payout of 2023 RSRs and RPSRs |
| (Corporate Vice President and President, Aeronautics Systems Sector) | ||||
(1)The aggregate number of shares to be sold will depend, in part, on future company performance.
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