NORTHROP GRUMMAN CORP DE
For the period ended Mar 31, 2025. Filed Apr 22, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2025 · Filed Apr 22, 2025
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Item 5. Other Information
Consistent with Item 408 of Regulation S-K, the following table reflects Rule 10b5-1 trading arrangements and non-Rule 10b5-1 trading arrangements (as defined in Item 408) entered into by any director or officer (as defined in Rule 16a-1(f) of the Exchange Act) during the quarter ended March 31, 2025.
| Name(Title) | Type of Trading Arrangement | Date of Adoption | Expiration Date of Trading Arrangement | Aggregate Number of Securities to Be Purchased or Sold |
|---|---|---|---|---|
| Kathy J. Warden | Rule 10b5-1 Trading Arrangement | March 6, 2025 | Until January 30, 2026 or such earlier date upon the completion of all trades under the plan or the occurrence of such other termination events as specified in the plan. | Sale of 11,250 shares of common stock |
| (Chair, Chief Executive Officer and President) | ||||
| Robert J. Fleming | Rule 10b5-1 Trading Arrangement | March 10, 2025 | Until December 31, 2025 or such earlier date upon the completion of all trades under the plan or the occurrence of such other termination events as specified in the plan. | Sale of 3,500 shares of common stock |
| (Corporate Vice President and President, Space Systems) | ||||
| Thomas H. Jones | Rule 10b5-1 Trading Arrangement | February 26, 2025 | Until February 11, 2026 or such earlier date upon the completion of all trades under the plan or the occurrence of such other termination events as specified in the plan. | Gift of 616 shares of common stock Sale of 2,187 shares of common stock |
| (Corporate Vice President and President, Aeronautics Systems) | ||||
| Roshan S. Roeder | Rule 10b5-1 Trading Arrangement | February 11, 2025 | Until February 4, 2026 or such earlier date upon the completion of all trades under the plan or the occurrence of such other termination events as specified in the plan. | Sale of 991.8 shares of common stock Sale of shares to be received upon payout of 2023 RSRs |
| (Corporate Vice President and President, Mission Systems) | ||||
| Kathryn G. Simpson | Rule 10b5-1 Trading Arrangement | February 28, 2025 | Until March 6, 2026 or such earlier date upon the completion of all trades under the plan or the occurrence of such other termination events as specified in the plan. | Sale of 779 shares of common stock Sale of shares to be received upon payout of 2023 RPSRs(1) and RSRs |
| (Corporate Vice President and General Counsel) | ||||
(1) The aggregate number of shares to be sold will depend, in part, on future company performance.
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