NORTHROP GRUMMAN CORP DE
For the period ended Mar 31, 2024. Filed Apr 25, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed Apr 25, 2024
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Item 5. Other Information
Consistent with Item 408 of Regulation S-K, the following table reflects Rule 10b5-1 trading arrangements and non-Rule 10b5-1 trading arrangements (as defined in Item 408) entered into by any director or officer (as defined in Rule 16a-1(f) of the Exchange Act) during the quarter ended March 31, 2024.
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| Name(Title) | Type of Trading Arrangement | Date of Adoption | Expiration Date of Trading Arrangement | Aggregate Number of Securities to Be Purchased or Sold |
|---|---|---|---|---|
| Thomas H. Jones | Rule 10b5-1 Trading Arrangement | March 7, 2024 | Until March 5, 2025 or such earlier date upon the completion of all trades under the plan (or the expiration of the orders relating to such trades without execution) or the occurrence of such other termination events as specified in the plan. | Sale of 4,167 shares of common stockGift of 731 shares of common stock |
| (Corporate Vice President and President, Aeronautics Systems) | ||||
| Roshan S. Roeder | Rule 10b5-1 Trading Arrangement | February 16, 2024 | Until February 14, 2025 or such earlier date upon the completion of all trades under the plan (or the expiration of the orders relating to such trades without execution) or the occurrence of such other termination events as specified in the plan. | Sale of 799.58 shares of common stock |
| (Corporate Vice President and President, Defense Systems) | ||||
| Kathryn G. Simpson | Rule 10b5-1 Trading Arrangement | March 5, 2024 | Until March 5, 2025 or such earlier date upon the completion of all trades under the plan (or the expiration of the orders relating to such trades without execution) or the occurrence of such other termination events as specified in the plan. | Sale of 889 shares of common stock Sale of shares to be received upon payout of 2022 RPSRs and RSRs(1) |
| (Corporate Vice President and General Counsel) | ||||
| (1) The aggregate number of shares to be sold will depend, in part, on future company performance. | ||||
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