ILLUMINA INC
For the period ended Dec 29, 2024. Filed Feb 12, 2025.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Feb 12, 2025
ILMN$214.91-2.7%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Index to Exhibits
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit · Filing · Filed | |||||
| Number · Exhibit Description · Form · File Number · Exhibit · Date · Herewith | |||||
| 3.1 | Amended and Restated Certificate of Incorporation | 10-Q | 001-35406 | 3.1 | 8/11/2022 |
| 3.2 | Amended and Restated Bylaws | 10-Q | 001-35406 | 3.1 | 8/7/2024 |
| 4.1 | Specimen Common Stock Certificate | S-1/A | 333-33922 | 4.1 | 7/3/2000 |
| 4.3 | Description of Illumina, Inc.’s securities registered pursuant to Section 12 of the Exchange Act of 1934 | 10-K | 001-35406 | 4.5 | 2/17/2021 |
| 4.4 | Indenture, dated as of March 12, 2021, by and between Illumina, Inc. and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as trustee (incorporated by reference to Exhibit 4.6 to Illumina’s Registration Statement on Form S-3 (File No. 333-254195) | S-3 | 333-54195 | 4.6 | 3/12/2021 |
| 4.5 | Form of Officer’s Certificate setting forth the terms and forms of the 2023 Notes and 2031 Notes. | 8-K | 001-35406 | 4.2 | 3/22/2021 |
| 4.6 | Contingent Value Rights Agreement by and among Illumina, Inc., Computershare Trust Company, N.A., as Trustee and Shareholder Representative Services LLC dated as of August 18, 2021 | 8-K | 001-35406 | 4.1 | 8/18/2021 |
| 4.7 | Form of Officer’s Certificate setting forth the terms and forms of the 2025 Notes and 2027 Notes | 8-K | 001-35406 | 4.2 | 12/13/2022 |
| +10.1 | Form of Indemnification Agreement between Illumina and each of its directors and executive officers | 10-Q | 000-30361 | 10.55 | 7/25/2008 |
| +10.2 | Form of Change in Control Severance Agreement between Illumina and each of its executive officers | 10-K | 000-30361 | 10.34 | 2/26/2009 |
| +10.3 | 2000 Employee Stock Purchase Plan, as amended and restated through May 2, 2023 | 10-Q | 001-35406 | 10.1 | 8/10/2023 |
| +10.4 | New Hire Stock and Incentive Plan, as amended and restated through October 28, 2009 | 10-K | 000-30361 | 10.7 | 2/26/2010 |
| 10.5 | License Agreement, effective as of May 6, 1998, between Tufts University and Illumina | 10-Q | 000-30361 | 10.5 | 5/3/2007 |
| +10.6 | The Solexa Unapproved Company Share Option Plan | 8-K | 000-30361 | 99.3 | 11/26/2007 |
| +10.7 | The Solexa Share Option Plan for Consultants | 8-K | 000-30361 | 99.4 | 11/26/2007 |
| +10.8 | Solexa Limited Enterprise Management Incentive Plan | 8-K | 000-30361 | 99.5 | 11/26/2007 |
| +10.9 | Amended and Restated Solexa 2005 Equity Incentive Plan | 10-K | 000-30361 | 10.25 | 2/26/2009 |
| +10.10 | Amended and Restated Solexa 1992 Stock Option Plan | 10-K | 000-30361 | 10.26 | 2/26/2009 |
| +10.11 | Amended and Restated 2015 Stock and Incentive Plan | 8-K | 001-35406 | 10.1 | 2/7/2023 |
| +10.12 | Form of Restricted Stock Unit Agreement for Employees Under Amended and Restated 2015 Stock and Incentive Plan | 8-K | 001-35406 | 10.4 | 2/7/2023 | |
| +10.13 | Form of Performance Stock Unit Agreement (Relative TSR) for Employees Under Amended and Restated 2015 Stock and Incentive Plan | 8-K | 001-35406 | 10.2 | 2/7/2023 | |
| +10.14 | Form of Performance Stock Unit Agreement (Adjusted EPS) for Employees Under Amended and Restated 2015 Stock and Incentive Plan | 8-K | 001-35406 | 10.3 | 2/7/2023 | |
| +10.15 | Form of Option Agreement for Employees Under 2015 Stock and Incentive Plan | 10-K | 001-35406 | 10.15 | 2/17/2023 | |
| 10.16 | Amended and Restated Lease between BMR-9885 Towne Centre Drive LLC and Illumina for the 9885 Towne Centre Drive property, dated January 26, 2007 | 10-Q | 000-30361 | 10.41 | 5/3/2007 | |
| 10.17 | Lease between BMR-9885 Towne Centre Drive LLC and Illumina for the 9865 Towne Centre Drive property, dated January 26, 2007 | 10-Q | 000-30361 | 10.42 | 5/3/2007 | |
| 10.18 | Amended and Restated Lease Agreement, dated March 27, 2012, between ARE-SD Region No. 32, LLC and Illumina | 10-Q | 001-35406 | 10.1 | 5/3/2012 | |
| 10.19 | First Amendment to Amended and Restated Lease Agreement, dated March 27, 2012, between ARE-SD Region No. 32, LLC and Illumina | 10-K | 001-35406 | 10.23 | 2/18/2015 | |
| 10.20 | Second Amendment to Amended and Restated Lease Agreement, dated March 27, 2012, between ARE-SD Region No. 32, LLC and Illumina | 10-K | 001-35406 | 10.24 | 2/18/2015 | |
| 10.21 | Amended and Restated Second Amendment to Amended and Restated Lease Agreement, dated March 27, 2012, between ARE-SD Region No. 32, LLC and Illumina | 10-K | 001-35406 | 10.18 | 2/13/2018 | |
| +10.22 | Deferred Compensation Plan, effective December 1, 2007 | 14D-9 | 005-60457 | 99(e)(6) | 2/7/2012 | |
| 10.23 | Lease between BMR-Lincoln Centre LP and Illumina, dated December 30, 2014 | 10-K | 001-35406 | 10.26 | 2/18/2015 | |
| 10.24 | Pooled Patents Agreement between Illumina and Sequenom, Inc., dated December 2, 2014 (with certain confidential portions omitted) | 10-K | 001-35406 | 10.27 | 2/18/2015 | |
| 10.25 | First Amendment to Pooled Patents Agreement between Illumina and Sequenom, Inc., effective as of April 21, 2016 | 10-K | 001-35406 | 10.22 | 2/13/2018 | |
| 10.26 | Second Amendment to Pooled Patents Agreement between Illumina and Sequenom, Inc., effective as of April 17, 2017 | 10-K | 001-35406 | 10.23 | 2/13/2018 |
| 10.27 | Third Amendment to Pooled Patents Agreement between Illumina and Sequenom, Inc., effective as of August 28, 2017 (with certain confidential portions omitted) | 10-K | 001-35406 | 10.24 | 2/13/2018 |
| 10.28 | Fourth Amendment to Pooled Patents Agreement between Illumina and Sequenom, Inc., effective as of March 15, 2018 | 10-K | 001-35406 | 10.25 | 2/11/2020 |
| 10.29 | Fifth Amendment to Pooled Patents Agreement between Illumina and Sequenom, Inc., effective as of April 12, 2019 (with certain confidential portions omitted) | 10-K | 001-35406 | 10.25 | 2/11/2020 |
| 10.30 | Sixth Amendment to Pooled Patents Agreement between Illumina and Sequenom, Inc., effective as of May 8, 2020 (with certain confidential portions omitted) | 10-Q | 001-35406 | 10.1 | 10/30/2020 |
| 10.31 | Agreement for Lease between Granta Park Park Jco 1 Limited and Illumina, dated June 25, 2015 | 10-Q | 001-35406 | 10.1 | 7/31/2015 |
| 10.32 | Third Amendment to Lease between ARE-SD Region No. 32, LLC and Illumina, dated September 2, 2015 | 10-K | 001-35406 | 10.29 | 3/2/2016 |
| 10.33 | First Amendment to Lease between BMR-Lincoln Center LP and Illumina, dated February 23, 2016 | 10-K | 001-35406 | 10.30 | 3/2/2016 |
| 10.34 | Fourth Amendment to Lease between ARE-SD Region No. 32, LLC and Illumina, dated April 14, 2016 | 10-K | 001-35406 | 10.28 | 2/14/2017 |
| 10.35 | Second Amendment to Lease between BMR-Lincoln Center LP and Illumina dated August 15, 2016 | 10-K | 001-35406 | 10.29 | 2/14/2017 |
| 10.36 | Deed of Variation to the Agreement for Lease between Granta Park Jco 1 Limited and Illumina dated October 24, 2016 | 10-K | 001-35406 | 10.30 | 2/14/2017 |
| 10.37 | Third Amendment to Lease between BMR-Lincoln Center LP and Illumina dated January 18, 2018 | 10-Q | 001-35406 | 10.10 | 4/25/2018 |
| +10.39 | Form of Insurance Matters Agreement | 10-Q | 001-35406 | 10.1 | 11/5/2021 |
| 10.40 | Credit Agreement, dated as of January 4, 2023, among the Company, as the borrower, the lenders from time to time party thereto, Bank of America, N.A., as administrative agent, an issuing bank and the swingline lender, and the other issuing banks from time to time party thereto | 8-K | 001-35406 | 10.1 | 1/4/2023 |
| +10.41 | Separation Agreement and Release of All Claims by and between Illumina, Inc. and Kathryne Reeves, dates of March 19, 2024 | 10-Q | 001-35406 | 10.1 | 5/3/2024 |
| 10.42 | Tax Matters Agreement, dated June 21, 2024, between GRAIL, LLC and Illumina, Inc. | 8-K | 001-35406 | 10.1 | 6/24/2024 |
| 10.43 | Employee Matters Agreement, dated June 21, 2024, between GRAIL, LLC and Illumina, Inc. | 8-K | 001-35406 | 10.2 | 6/24/2024 |
| 10.44 | Stockholder and Registration Rights Agreement, Dated June 21, 2024, between GRAIL, LLC and Illumina, Inc. | 8-K | 001-35406 | 10.3 | 6/24/2024 | |
| 10.45 | Fourth Amendment to the Amended and Restated Supply and Commercialization Agreement, dated June 21, 2024, by and between Illumina, Inc. and GRAIL, LLC* | 8-K | 001-35406 | 10.4 | 6/24/2024 | |
| 10.56 | 364-Day Delayed Draw Credit Agreement, dated as of June 17, 2024, among the Company, as the borrower, the lenders from time to time party thereto and JPMorgan Chase Bank, N.A., as administrative agent Fourth Amendment to the Amended and Restated Supply and Commercialization Agreement, dated June 21, 2024, by and between Illumina, Inc. and GRAIL, LLC* | 8-K | 001-35406 | 10.1 | 6/17/2024 | |
| +10.57 | Retention Agreement by and between Joydeep Goswami and Illumina, Inc. dated as of April 8, 2024 | 10-Q | 001-35406 | 10.6 | 8/7/2024 | |
| +10.58 | Separation Agreement and General Release of All Claims by and between Joydeep Goswami and Illumina, Inc. dated as of July 2, 2024 | 10-Q | 001-35406 | 10.7 | 8/7/2024 | |
| 10.59 | Underwriting Agreement, dated September 4, 2024, between the Company and J.P. Morgan Securities LLC and Goldman Sachs & Co. LLC, as representatives of the several underwriters named therein | 8-K | 001-35406 | 1.1 | 9/9/2024 | |
| 10.60 | Officer’s Certificate, dated September 9, 2024, setting forth the terms and form of the Notes | 8-K | 001-35406 | 4.2 | 9/9/2024 | |
| +10.61 | Advisory Agreement between Illumina, Inc. and Charles Dadswell, dated October 3, 2024 | 8-K | 001-35406 | 10.1 | 10/3/2024 | |
| +10.62 | Separation Agreement between Illumina, Inc. and Charles Dadswell, dated October 3, 2024 | 8-K | 001-35406 | 10.2 | 10/3/2024 | |
| +19.1 | Insider Trading Policy, Adopted July 30, 2024 | X | ||||
| 21.1 | Subsidiaries of Illumina | X | ||||
| 23.1 | Consent of Independent Registered Public Accounting Firm | X | ||||
| 24.1 | Power of Attorney (included on the signature page) | X | ||||
| 31.1 | Certification of Jacob Thaysen pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 31.2 | Certification of Ankur Dhingra pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 32.1 | Certification of Jacob Thaysen pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 32.2 | Certification of Ankur Dhingra pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||||
| +97.1 | Compensation Recovery/Clawback Policy - Adopted May 2, 2023 | 10-K | 001-35406 | 97.1 | 2/16/2024 | |
| 101.INS | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document | X | ||||
| 101.SCH | XBRL Taxonomy Extension Schema | X | ||||
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase | X | ||||
| 101.LAB | XBRL Taxonomy Extension Label Linkbase | X | ||||
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase | X | ||||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase | X | ||||
| 104 | Cover Page Interactive Data File - formatted in Inline XBRL and included as Exhibit 101 | X | ||||
| + | Management contract or corporate plan or arrangement |
|---|---|
| * | Portions of this exhibit omitted pursuant to Item 601(b)(2) and Item 601(b)(10) of Regulation S-K, as applicable. The Company agrees to furnish a supplemental and unredacted copy of any omitted schedule to the Securities and Exchange Commission upon its request. |
Supplemental Information
No Annual Report to stockholders or proxy materials has been furnished to stockholders as of the date of this report. The Annual Report to stockholders and proxy material will be furnished to our stockholders after the filing of this Annual Report on Form 10-K and we will furnish such material to the SEC at that time.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.