CURIS INC
For the period ended Dec 31, 2023. Filed Feb 8, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Feb 8, 2024
CRIS$0.65-6.4%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
(a)(1)Financial Statements.
| Page numberin this report | |
|---|---|
| Curis, Inc. and Subsidiaries | |
| Report of Independent Registered Public Accounting Firm (PCAOB ID 238) | 88 |
| Consolidated Balance Sheets as of December 31, 2023 and 2022 | 90 |
| Consolidated Statements of Operations and Comprehensive Loss for the Years Ended December 31, 2023 and 2022 | 91 |
| Consolidated Statements of Stockholders’ Equity for the Years Ended December 31, 2023 and 2022 | 92 |
| Consolidated Statements of Cash Flows for the Years Ended December 31, 2023 and 2022 | 93 |
| Notes to Consolidated Financial Statements | 94 |
(a)(2)Financial Statement Schedules.
All schedules are omitted because they are not applicable or the required information is shown in the Financial Statements or Notes thereto.
(a)(3)List of Exhibits.
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| ExhibitNo. | Description | Link to Filing | Form | SEC FilingDate | ExhibitNumber | Filed withthis 10-K |
| Articles of Incorporation and By-laws | ||||||
| 3.1 | Restated Certificate of Incorporation of Curis, Inc., as amended | Link | 10-Q | 11/2/2023 | 3.1 | |
| 3.2 | Certificate of Designations of Curis, Inc. | Link | S-3 (333-50906) | 8/10/2001 | 3.2 | |
| 3.3 | Amended and Restated By-laws of Curis, Inc. | Link | 10-K | 3/13/2023 | 3.3 | |
| Instruments defining the rights of security holders, including indentures | ||||||
| 4.1 | Form of Curis Common Stock Certificate | Link | 10-K | 3/1/2004 | 4.1 | |
| 4.2 | Description of Registrant's Securities | Link | X | |||
| Material contracts—Management Contracts and Compensatory Plans | ||||||
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| ExhibitNo. | Description | Link to Filing | Form | SEC FilingDate | ExhibitNumber | Filed withthis 10-K |
| #10.1 | Employment Agreement, dated March 29, 2016, as amended September 24, 2018 by and between Curis, Inc. and James E. Dentzer. | Link | 10-Q | 11/1/2018 | 10.2 | |
| #10.2 | Employment Agreement, dated August 4, 2022, by and between Curis, Inc. and Diantha Duvall | Link | 10-Q | 11/9/2022 | 10.1 | |
| #10.3 | Amended and Restated Employment Agreement, dated November 1, 2023, by and between Curis, Inc. and Jonathan Zung | Link | X | |||
| #10.4 | Form of Indemnification Agreement, by and between Curis, Inc. and each non-employee director of the Board of Directors of Curis, Inc. | Link | 10-Q | 8/7/2014 | 10.3 | |
| #10.5 | Curis 2010 Stock Incentive Plan | Link | Def 14A | 4/16/2010 | Exhibit A | |
| #10.6 | Curis 2010 Employee Stock Purchase Plan | Link | Def 14A | 4/16/2010 | Exhibit B | |
| #10.7 | Form of Incentive Stock Option Agreement for awards granted to named executive officers under Curis’ 2010 Stock Incentive Plan | Link | 8-K | 6/4/2010 | 10.1 | |
| #10.8 | Form of Non-Statutory Stock Option Agreement for awards granted to directors and named executive officers under Curis’ 2010 Stock Incentive Plan | Link | 8-K | 6/4/2010 | 10.2 | |
| #10.9 | Form of Restricted Stock Agreement for awards granted to directors and named executive officers under Curis’ 2010 Stock Incentive Plan | Link | 8-K | 6/4/2010 | 10.3 | |
| #10.10 | Curis Amended and Restated 2010 Stock Incentive Plan, as amended | Link | 8-K | 5/28/2015 | 99.1 | |
| #10.11 | Form of Incentive Stock Option Agreement for awards granted to named executive officers under Curis’ Amended and Restated 2010 Stock Incentive Plan, as amended | Link | 10-K | 3/8/2018 | 10.21 | |
| #10.12 | Form of Non-Statutory Stock Option Agreement for awards granted to directors and named executive officers under Curis’ Amended and Restated 2010 Stock Incentive Plan, as amended | Link | 10-K | 3/8/2018 | 10.22 | |
| #10.13 | Form of Restricted Stock Agreement for awards granted to directors and named executive officers under Curis’ Amended and Restated 2010 Stock Incentive Plan, as amended | Link | 10-K | 3/8/2018 | 10.23 | |
| #10.14 | Form of Incentive Stock Option Agreement (Online Acceptance) for awards granted to named executive officers under Curis’ Amended and Restated 2010 Stock Incentive Plan | Link | 10-K | 3/9/2017 | 10.21 | |
| #10.15 | Form of Nonstatutory Stock Option Agreement (Online Acceptance) granted to directors and named executive officers under Curis’ Amended and Restated 2010 Stock Incentive Plan | Link | 10-K | 3/9/2017 | 10.22 | |
| #10.16 | Curis Second Amended and Restated 2010 Stock Incentive Plan | Link | 8-K | 5/22/2017 | 99.1 | |
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| ExhibitNo. · Description · Link to Filing · Form · SEC FilingDate · ExhibitNumber · Filed withthis 10-K | |||||
| #10.17 | Form of Incentive Stock Option Agreement for awards granted to named executive officers under Curis’ Second Amended and Restated 2010 Stock Incentive Plan | Link | 10-K | 3/8/2018 | 10.27 |
| #10.18 | Form of Non-Statutory Stock Option Agreement for awards granted to directors and named executive officers under Curis’ Second Amended and Restated 2010 Stock Incentive Plan | Link | 10-K | 3/8/2018 | 10.28 |
| #10.19 | Form of Restricted Stock Agreement for awards granted to directors and named executive officers under Curis’ Second Amended and Restated 2010 Stock Incentive Plan | Link | 10-K | 3/8/2018 | 10.29 |
| #10.20 | Form of Nonstatutory Stock Option Agreement - Inducement Grant pursuant to Nasdaq Stock Market Rule 5635(c)(4) | Link | S-8 | 1/6/2017 | 99.1 |
| #10.21 | Curis Third Amended and Restated 2010 Stock Incentive Plan, as amended | Link | 8-K | 6/10/2020 | 99.1 |
| #10.22 | Form of Incentive Stock Option Agreement for awards granted to named executive officers under Curis’ Third Amended and Restated 2010 Stock Incentive Plan | Link | 10-K | 2/24/2022 | 10.2 |
| #10.23 | Form of Non-Statutory Stock Option Agreement for awards granted to directors and named executive officers under Curis’ Third Amended and Restated 2010 Stock Incentive Plan | Link | 10-K | 2/24/2022 | 10.2 |
| #10.24 | Curis Fourth Amended and Restated 2010 Stock Incentive Plan | Link | 8-K | 6/2/2021 | 99.1 |
| #10.25 | Curis Amended and Restated 2010 Employee Stock Purchase Plan, as amended | Link | 10-K | 3/8/2018 | 10.31 |
| Material contracts—Leases | |||||
| 10.26 | Lease, dated December 5, 2019, by and between Curis, Inc. and 128 Spring Street Lexington, LLC relating to the premises at 128 Spring Street, Lexington, Massachusetts | Link | 8-K | 12/6/2019 | 10.1 |
| 10.27 | First Amendment to Lease Agreement, dated January 27, 2022, by and between Curis, Inc. and 99 Hayden, LLC, successor-in-interest to 128 Spring Street Lexington, LLC | Link | 8-K | 2/2/2022 | 10.1 |
| Material contracts—Financing Agreements | |||||
| 10.28 | Consent and Payment Direction Letter Agreement, dated November 20, 2012 and effective as of December 11, 2012 by and between Curis, Inc., Curis Royalty LLC and Genentech, Inc. | Link | 10-K | 3/13/2013 | 10.32 |
| 10.29 | Consent and Payment Direction Letter Agreement, dated March 3, 2017 by and between Curis, Inc., Curis Royalty LLC and Genentech, Inc. | Link | 10-K | 3/9/2017 | 10.28 |
| ††10.30 | Purchase and Sale Agreement, dated as of December 11, 2012 between Curis, Inc. and Curis Royalty LLC | Link | 10-K | 3/13/2023 | 10.32 |
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| ExhibitNo. · Description · Link to Filing · Form · SEC FilingDate · ExhibitNumber · Filed withthis 10-K | |||||
| †10.31 | Royalty Interest Purchase Agreement, dated March 22, 2019, by and between, Curis, Inc., Curis Royalty LLC, a wholly owned subsidiary of Curis, Inc., TPC Investments I LP and TPC Investments II LP | Link | 10-K | 3/26/2019 | 10.40 |
| 10.32 | Security Agreement, dated March 22, 2019, by and between, Curis Royalty LLC, a wholly owned subsidiary of Curis, Inc., TPC Investments I LP and TPC Investments II LP | Link | 10-K | 3/26/2019 | 10.41 |
| 10.33 | Pledge Agreement, dated March 22, 2019, by and between, Curis, Inc., TPC Investments I LP and TPC Investments II LP | Link | 10-K | 3/26/2019 | 10.42 |
| 10.34 | Consent and Payment Direction Letter Agreement, dated March 22, 2019, by and between Curis, Inc., Curis Royalty LLC and Genentech, Inc. | Link | 10-K | 3/26/2019 | 10.43 |
| Material contracts—License and Collaboration Agreements | |||||
| †10.35 | Collaborative Research, Development and License Agreement, dated June 11, 2003, by and between Curis, Inc. and Genentech, Inc. | Link | 10-Q | 8/6/2015 | 10.1 |
| ††10.36 | Collaboration, License and Option Agreement, dated January 18, 2015, by and between Curis, Inc. and Aurigene Discovery Technologies Limited | Link | 10-K | 2/24/2022 | 10.36 |
| ††10.37 | First Amendment to Collaboration, License and Option Agreement, dated September 7, 2016, by and between Curis, Inc. and Aurigene Discovery Technologies Limited | Link | 10-K | 2/24/2022 | 10.37 |
| †10.38 | Second Amendment to Collaboration, License and Option Agreement, dated February 5, 2020, by and between Curis, Inc. and Aurigene Discovery Technologies Limited | Link | 10-K | 3/19/2020 | 10.41 |
| †10.39 | Option and License Agreement, dated January 6, 2020 by and between Curis, Inc and ImmuNext, Inc. | Link | 10-K | 3/19/2020 | 10.42 |
| Material contracts—Miscellaneous | |||||
| 10.40 | Common Stock Purchase Agreement, dated January 18, 2015, by and between Curis, Inc. and Aurigene Discovery Technologies Limited | Link | 10-K | 2/24/2015 | 10.34 |
| 10.41 | Stock Purchase Agreement, dated September 7, 2016, by and between Curis, Inc. and Aurigene Discovery Technologies Limited | Link | 10-Q | 11/3/2016 | 10.3 |
| 10.42 | Registration Rights Agreement, dated January 18, 2015, by and between Curis, Inc. and Aurigene Discovery Technologies Limited | Link | 10-K | 2/24/2015 | 10.35 |
| 10.43 | Registration Rights Agreement, dated September 7, 2016, by and between Curis, Inc. and Aurigene Discovery Technologies Limited | Link | 10-Q | 11/3/2016 | 10.4 |
| 10.44 | Sales Agreement, dated March 16, 2021, by and among Curis, Inc., Cantor Fitzgerald & Co. and JonesTrading Institutional Services, LLC | Link | S-3ASR | 3/16/2021 | 1.2 |
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| ExhibitNo. | Description | Link to Filing | Form | SEC FilingDate | ExhibitNumber | Filed withthis 10-K |
| 10.45 · Amendment No. 1 to Sales Agreement, dated August 12, 2022, by and among Curis, Inc., Cantor Fitzgerald & Co. and JonesTrading Institutional Services, LLC · Link · X | ||||||
| 10.46 | Form of Securities Purchase Agreement, dated July 5, 2023, by and among Curis, Inc. and the Purchasers named therein | Link | 8-K | 7/6/2023 | 10.1 | |
| Code of Conduct | ||||||
| 14 | Amended and Restated Code of Business Conduct and Ethics | Link | 10-K | 3/13/2023 | 14 | |
| Additional Exhibits | ||||||
| 21 | Subsidiaries of Curis | Link | X | |||
| 23.1 | Consent of PricewaterhouseCoopers LLP | Link | X | |||
| 31.1 | Certification of the Principal Executive Officer pursuant to Rule 13a-14(a) of the Exchange Act/15d-14(a) of the Exchange Act | Link | X | |||
| 31.2 | Certification of the Principal Financial Officer pursuant to Rule 13a-14(a) of the Exchange Act/15d-14(a) of the Exchange Act | Link | X | |||
| 32.1 | Certification of the Chief Executive Officer pursuant to Rule 13a-14(b)/15d-14(b) of the Exchange Act and 18 U.S.C. Section 1350 | Link | X | |||
| 32.2 | Certification of the Chief Financial Officer pursuant to Rule 13a-14(b)/15d-14(b) of the Exchange Act and 18 U.S.C. Section 1350 | Link | X | |||
| #97 | Dodd-Frank Compensation Recovery Policy | Link | X | |||
| 101.INS | InLine XBRL Instance Document | X | ||||
| 101.SCH | InLine XBRL Taxonomy Extension Schema Document | X | ||||
| 101.CAL | InLine XBRL Taxonomy Extension Calculation Linkbase Document | X | ||||
| 101.DEF | InLine XBRL Taxonomy Extension Definition Linkbase Document | X | ||||
| 101.LAB | InLine XBRL Taxonomy Extension Label Linkbase Document | X | ||||
| 101.PRE | InLine XBRL Taxonomy Extension Presentation Linkbase Document | X | ||||
| 104 | Cover Page Interactive Data File | X | ||||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.