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PLUG POWER INC

For the period ended Sep 30, 2026. Filed Nov 9, 2026.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2026 · Filed Nov 9, 2026

PLUG$1.50+3.4%Stored close · as of Nov 9, 2026

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Item 5. – Other Information

Item 5 (a) – Not applicable.

Item 5 (b) – Not applicable.

Item 5 (c) –

Director and Officer Trading Arrangements

On September 15, 2026, Gerard L. Conway, Jr., the Company’s Chief Legal Officer, adopted a new stock trading plan established pursuant to Rule 10b5-1 of the Exchange Act, which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), and which provides for the sale of (1) up to 450,001 shares of the Company’s common stock and (2) up to 67,932 shares of restricted stock awards of the Company’s common stock commencing no earlier than December 15, 2026 through December 31, 2027. The plan was adopted during an open insider trading window.

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.