Profound Medical Corp.
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
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Item 6. Exhibits
| Exhibit Number | | Exhibit Description | | Filed with this Report | | Incorporated by Reference herein from Form or Schedule | | Filing Date | | SEC File/Reg. Number |
|---|---|---|---|---|---|---|---|---|---|---|
| 3.1 | | Articles of Incorporation | | | | Form S-8(Exhibit 4.1) | | 11/7/2019 | | 333-234574 |
| 3.2 | | Articles of Amendment | | | | Form S-8(Exhibit 4.2) | | 11/7/2019 | | 333-234574 |
| 3.3 | | Articles of Amalgamation | | | | Form S-8(Exhibit 4.3) | | 11/7/2019 | | 333-234574 |
| 3.4 | | Bylaws | | | | Form S-8(Exhibit 4.4) | | 11/7/2019 | | 333-234574 |
| 10.1# | | Employment Agreement, dated as of September 1, 2026, by and between Profound Medical Corp. and Richard R. Fabian | | X | | | | | | |
| 10.2#* | | Mutual Separation Agreement, dated August 14, 2026, by and between Profound Medical Corp. and Rashed Dewan | | X | | | | | | |
| 10.3#* | | Contractor Services Agreement, dated August 14, 2026, by and between Profound Medical Corp. and Rashed Dewan | | X | | | | | | |
| 10.4‡* | | Supply and Distribution Agreement, effective as of October 23, 2026, by and between Profound Medical (U.S.) Inc. and Cook Medical Holdings LLC | | | | Form 8-K(Exhibit 10.1) | | 11/3/2026 | | 001-39032 |
| 31.1 | | Certification of the Company’s Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | | X | | | | | | |
| 31.2 | | Certification of the Company’s Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | | X | | | | | | |
| 32† | | Certification of the Company’s Principal Executive Officer and Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | | X | | | | | | |
† The certifications attached as Exhibit 32 that accompany this Quarterly Report on Form 10-Q are not deemed filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended (whether made before or after the date of such Form 10-Q), irrespective of any general incorporation language contained in such filing.
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