NLI HOLDINGS, INC.
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
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Sep 30, 2026 · Filed Nov 5, 2026
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Item 1. Legal Proceedings
In addition to the matter discussed below, refer to Note 14 to our Condensed Consolidated Financial Statements, our March 31, 2026 Quarterly Report on Form 10-Q, our June 30, 2026 Quarterly Report on Form 10-Q and our 2025 Annual Report for descriptions of certain legal proceedings.
In October 2026, NLI was served with a complaint inUnited States v. NLI Holdings, Inc.(United States District Court for the Western District of New York, Case 1:26-cv-02382). This is a CERCLA cost recovery action brought by the United States to address radiological contamination at two residential properties in Lewiston, New York. NLI intends to deny liability and will defend vigorously against all claims.
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