Kyndryl Holdings, Inc.
For the period ended Sep 30, 2026. Filed Nov 4, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 4, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Exhibit Number | Description of Exhibit |
| 2.1 | Separation and Distribution Agreement, dated as of November 2, 2021, by and between International Business Machines Corporation and the registrant, was filed as Exhibit 2.1 to the registrant’s Current Report on Form 8-K filed on November 4, 2021, and is hereby incorporated by reference. |
| 3.1 | Amended and Restated Certificate of Incorporation of the registrant was filed as Exhibit 3.1 to the registrant’s Current Report on Form 8-K filed on November 4, 2021, and is hereby incorporated by reference. |
| 3.2 | Amended and Restated Bylaws of the registrant, effective January 25, 2023, was filed as Exhibit 3.1 to the registrant’s Current Report on Form 8-K filed on January 27, 2023, and is hereby incorporated by reference. |
| 4.1 | Third Supplemental Indenture, dated as of September 28, 2026, between Kyndryl Holdings, Inc. and The Bank of New York Mellon Trust Company, N.A., as trustee, including form of note, was filed as Exhibit 4.2 to the registrant’s Current Report on Form 8-K filed on September 28, 2026, and is hereby incorporated by reference. |
| 4.2 | Fourth Supplemental Indenture, dated as of September 28, 2026, between Kyndryl Holdings, Inc. and The Bank of New York Mellon Trust Company, N.A., as trustee, including form of note, was filed as Exhibit 4.3 to the registrant’s Current Report on Form 8-K filed on September 28, 2026, and is hereby incorporated by reference. |
| 10.1 | Amended and Restated Kyndryl 2021 Long-Term Performance Plan was filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on July 31, 2026, and is hereby incorporated by reference. |
| 10.2 | Seventh Amendment to Amended and Restated Receivable Purchase Agreement, dated August 7, 2026, by and among Banco Santander S.A., Kyndryl, Inc. and the registrant (filed herewith) |
| 10.3 | Kyndryl 2026 Employment Inducement Equity Incentive Plan (“Inducement Equity Plan”) (incorporated by reference to Exhibit 4.4 to the Company’s registration statement on Form S-8 filed on August 5, 2026). |
| 10.4 | Form of Inducement Equity Plan equity award agreement for performance share units (filed herewith) |
| 10.5 | Form of Inducement Equity Plan award agreement for restricted stock units (filed herewith) |
| 10.6 | Form of Inducement Equity Plan award agreement for retention restricted stock units (filed herewith) |
| 31.1 | Certification of principal executive officer, as required by Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith) |
| 31.2 | Certification of principal financial officer, as required by Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith) |
| 32.1 | Certification of principal executive officer, as required by Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith) |
| 32.2 | Certification of principal financial officer, as required by Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith) |
| 101.INS | XBRL Instance Document – the instance document does not appear on the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document |
| 101.SCH | XBRL Taxonomy Extension Schema Document |
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | Cover Page Interactive Data File – the cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document |
The agreements and other documents filed as exhibits to this report are not intended to provide factual information or other disclosure other than with respect to the terms of the agreements or other documents themselves, and you should not rely on them for that purpose. In particular, any representations and warranties made by the Company in these agreements or other documents were made solely within the specific context of the relevant agreement or document and do not apply in any other context or at any time other than the date they were made.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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| | Kyndryl Holdings, Inc. | ||
|---|---|---|---|
| | (Registrant) | ||
| | | ||
| Date: | November 4, 2026 | | |
| | By: | /s/ Ellen Johnson | |
| | | ||
| | | Ellen JohnsonChief Financial Officer (Principal Financial Officer and Authorized Signatory) | |
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.