Atlanta Braves Holdings, Inc.
For the period ended Sep 30, 2026. Filed Nov 4, 2026.
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Sep 30, 2026 · Filed Nov 4, 2026
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Item 5. Other Information
During the fiscal quarter ended September 30, 2026, the following Section 16 officer(s) adopted, modified or terminated a “Rule 10b5-1 trading arrangement” (as defined in Item 408(c) of Regulation S-K of the Exchange Act):
| ● | Mike Plant, Executive Vice President, Development, adopted a trading plan on August 7, 2026. The trading plan will be effective until December 9, 2027 (unless earlier terminated in accordance with the plan) to sell an aggregate of up to 285,395 shares of Series C Common Stock during the plan period. |
In addition, in connection with the vesting of equity awards, the Company’s officers have entered into standing sell-to-cover arrangements that are intended to qualify as "eligible sell-to-cover transactions" under Rule 10b5-1(c)(1)(ii)(D)(3) of the Exchange Act, pursuant to which our third-party broker sells only such shares as are necessary to satisfy tax withholding obligations arising exclusively from the vesting of officers' equity awards. The number of shares to be sold to satisfy such tax withholding obligations under these arrangements is dependent on future events which cannot be known at this time, including the future trading price of our shares. The expiration date of these arrangements is dependent on future events which cannot be known at this time, including the final vesting date of the applicable equity awards and the officers’ termination of service.
Other than as set forth above, none of the Company’s directors or officers adopted, modified or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement” (each as defined in Item 408(c) of Regulation S-K of the Exchange Act) during the Company’s fiscal quarter ended September 30, 2026.
Any actual sale transactions made pursuant to the trading arrangements referenced above will be disclosed publicly in Section 16 filings with the SEC in accordance with applicable securities laws, rules and regulations.
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