HYPERION DEFI, INC.
For the period ended Jun 30, 2026. Filed Aug 13, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 13, 2026
HYPD$2.58+3.6%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
| Exhibit · Incorporated by Reference from Filings as Noted Below (UnlessOtherwise Indicated) | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| Number | | Exhibit Description | | Form | | File No. | | Exhibit | | Filing Date |
| 3.1 | Third Amended and Restated Certificate of Incorporation | 8-K | 001-38365 | 3.1 | January 29, 2018 | |||||
| 3.1.1 | Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation | 8-K | 001-38365 | 3.1.1 | June 14, 2018 | |||||
| 3.1.2 | | Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation | | 8-K | | 001-38365 | | 3.1 | | June 14, 2024 |
| 3.1.3 | | Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation | | 8-K | | 001-38365 | | 3.1 | | January 31, 2025 |
| 3.1.4 | | Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation | | 8-K | | 001-38365 | | 3.1 | | July 2, 2025 |
| 3.1.5 | | Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation | | 8-K | | 001-38365 | | 3.1 | | August 21, 2025 |
| 3.1.6 | | Amended and Restated Certificate of Designation of Series A Non-Voting Convertible Preferred Stock | | 10-K | | 001-38365 | | 3.1.6 | | March 30, 2026 |
| 3.2 | | Third Amended and Restated Bylaws | | 8-K | | 001-38365 | | 3.1 | | March 26, 2026 |
| 4.1 | | Amended and Restated Warrant to Purchase Common Stock | | 10-K | | 001-38365 | | 4.13 | | March 30, 2026 |
| 10.1˄ | Employment Agreement dated as of July 7, 2026, by and between Hyperion DeFi, Inc. and Hyunsu Jung | 8-K | 001-38365 | 10.1 | July 8, 2026 | |||||
| 10.2˄ | | Employment Agreement dated as of July 7, 2026, by and between Hyperion DeFi, Inc. and David Knox | | 8-K | | 001-38365 | | 10.2 | | July 8, 2026 |
| 10.3˄ | | Employment Agreement dated as of July 7, 2026, by and between Hyperion DeFi, Inc. and Robert Rubenstein | | 8-K | | 001-38365 | | 10.3 | | July 8, 2026 |
| 31.1 | | Certification of the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | | — | | — | | — | | Filed herewith |
| 31.2 | | Certification of the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | | — | | — | | — | | Filed herewith |
| 32.1* | | Certification of the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | | — | | — | | — | | Filed herewith |
| 32.2* | | Certification of the Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | | — | | — | | — | | Filed herewith |
| 101.INS | | Inline XBRL Instance Document | | — | | — | | — | | Filed herewith |
| 101.SCH | | Inline XBRL Taxonomy Extension Schema Document | | — | | — | | — | | Filed herewith |
| 101.CAL | | Inline XBRL Taxonomy Extension Calculation Linkbase Document | | — | | — | | — | | Filed herewith |
| 101.DEF | | Inline XBRL Taxonomy Extension Definition Linkbase Document | | — | | — | | — | | Filed herewith |
| 101.LAB | | Inline XBRL Taxonomy Extension Label Linkbase Document | | — | | — | | — | | Filed herewith |
| 101.PRE | | Inline XBRL Taxonomy Extension Presentation Linkbase Document | | — | | — | | — | | Filed herewith |
| 104 | | Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document contained in Exhibit 101 | | — | | — | | — | | Filed herewith |
| * | This certification is deemed not filed for purpose of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933. |
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| ˄ | Management contract or other compensatory plan. |
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