Spring Valley Acquisition Corp. IV
For the period ended Mar 31, 2026. Filed May 15, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 15, 2026
SVIV$10.14+1.0%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
The following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.
| No. | | Description of Exhibit |
| 3.1 | Amended and Restated Memorandum and Articles of Association of the Company. (1) | |
| 4.1 | Warrant Agreement, dated February 9, 2026, between the Company and Continental Stock Transfer & Trust Company. (1) | |
| 10.1 | Letter Agreement, dated February 9, 2026, among the Company, its directors and officers and Spring Valley Acquisition IV Sponsor, LLC. (1) | |
| 10.2 | Investment Management Trust Agreement, dated February 9, 2026, between the Company and Continental Stock Transfer & Trust Company. (1) | |
| 10.3 | Registration Rights Agreement, dated February 9, 2026, among the Company and certain security holders. (1) | |
| 10.4 | | Private Placement Warrants Subscription Agreement, dated February 9, 2026, between the Company and Spring Valley Acquisition IV Sponsor, LLC. (1) |
| 10.5 | | Private Placement Warrants Purchase Agreement, dated February 9, 2026, between the Company and Cohen and Company Capital Markets, a division of Cohen & Company Securities, LLC. (1) |
| 10.6 | | Private Placement Warrants Purchase Agreement, dated February 9, 2026, between the Company and Clear Street LLC. (1) |
| 10.7 | | Administrative Services Agreement, dated February 9, 2026, between the Company and Spring Valley Acquisition IV Sponsor, LLC. (1) |
| 10.8 | | Form of Indemnity Agreement (incorporated by reference to an exhibit to the Registrant’s Form S-1/A (File No. 333-292884), filed with the SEC on January 22, 2026). (1) |
| 10.9 | | Underwriting Agreement, dated February 9, 2026, between the Company and Cohen and Company Capital Markets, a division of Cohen & Company Securities, LLC and Clear Street LLC. (1) |
| 31.1* | Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
| 31.2* | Certification of Principal Financial Officer Pursuant to Securities Exchange Act Rules 13a-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
| 32.1** | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |
| 32.2** | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |
| 101.INS* | XBRL Instance Document | |
| 101.SCH* | XBRL Taxonomy Extension Schema Document | |
| 101.CAL* | XBRL Taxonomy Extension Calculation Linkbase Document | |
| 101.DEF* | XBRL Taxonomy Extension Definition Linkbase Document | |
| 101.LAB* | XBRL Taxonomy Extension Labels Linkbase Document | |
| 101.PRE* | XBRL Taxonomy Extension Presentation Linkbase Document |
| * | Filed herewith. |
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| ** | These certifications are furnished to the SEC pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall they be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing. |
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| (1) | Previously filed as an exhibit to our Current Report on Form 8-K filed on February 13, 2026 and incorporated by reference herein. |
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