Fluence Energy, Inc.
For the period ended Mar 31, 2026. Filed May 6, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 6, 2026
FLNC$5.40+2.5%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| (a) | The following exhibits are filed as part of this Report. |
| · · · · Incorporated by Reference | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| Exhibit No. | | Exhibit Description | | Form | | File No. | | Exhibit No. | | Filing Date |
| 3.1 | | Amended and Restated Certificate of Incorporation of Fluence Energy, Inc. | | 8-K | | 001-40978 | | 3.1 | | November 3, 2021 |
| 3.2 | | First Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Fluence Energy, Inc. | | 8-K | | 001-40978 | | 3.1 | | December 22, 2022 |
| 3.3 | | Certificate of Retirement of 65,674,195 shares of Class B-1 Common Stock Fluence Energy, Inc. | | 8-K | | 001-40978 | | 3.1 | | June 11, 2024 |
| 3.4 | | Amended and Restated Bylaws of Fluence Energy, Inc. | | 8-K | | 001-40978 | | 3.2 | | November 3, 2021 |
| 10.1* | | Amendment Number Four to Syndicated Facility Agreement, dated as of March 31, 2026, by and among Fluence Energy, Inc., Fluence Energy, LLC, Fluence Energy Global Production Operation, LLC, the other guarantors party thereto, the lenders party thereto, and Citibank, N.A., in its capacity as successor administrative agent. | | | | | | | | |
| 10.2† | | Amended and Restated Fluence Energy, Inc. 2021 Incentive Award Plan | | S-8 | | 333-294240 | | 99.1 | | March 12, 2026 |
| 31.1* | | Certification of the Company’s Chief Executive Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | | | | | | | | |
| 31.2* | | Certification of the Company’s Chief Financial Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | | | | | | | | |
| 32.1** | | Certification of the Company’s Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | | | | | | | | |
| 32.2** | | Certification of the Company’s Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | | | | | | | | |
| 101.INS* | | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | | | | | | | | |
| 101.SCH* | | XBRL Taxonomy Extension Schema Document. | | | | | | | | |
| 101.CAL* | | XBRL Taxonomy Extension Calculation Linkbase Document. | | | | | | | | |
| 101.DEF* | | XBRL Taxonomy Extension Definition Linkbase Document. | | | | | | | | |
| 101.LAB* | | XBRL Taxonomy Extension Label Linkbase Document. | | | | | | | | |
| 101.PRE* | | XBRL Taxonomy Extension Presentation Linkbase Document. | | | | | | | | |
| 104 | | Cover Page Interactive Data File - The cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | | | | | | | | |
| † | Indicates a management or compensatory plan or arrangement. |
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| * | Filed herewith. |
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| ** | This certification is being furnished solely to accompany this Quarterly Report on Form 10-Q pursuant to 18 U.S.C. Section 1350, and is not being filed for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing of the registrant under the Securities Act of 1933, as amended, or the Exchange Act, whether made before or after the date hereof, regardless of any general incorporation language in such filing. |
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