Fluence Energy, Inc.
For the period ended Mar 31, 2026. Filed May 6, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 6, 2026
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Item 5. Other Information
| (a) | None. |
| (b) | None. |
| (c) | Director and Officer Rule 10b5-1 Trading Arrangements |
During the three months ended March 31, 2026, the following directors or “officers” (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted, modified, orterminated “Rule 10b5-1 trading arrangements” and/or “non-Rule 10b5-1 trading arrangements” (each as defined in Item 408 of Regulation S-K).
Harald von Heynitz
On March 16, 2026, Harald von Heynitz adopted a Rule 10b5-1 sales plan that is intended to satisfy the affirmative defense of Rule 10b5-1(c) (the “Heynitz Plan”). The Heynitz Plan provides for the potential sale of an aggregate of 10,000 shares of Class A common stock. The Heynitz Plan terminates on the earlier of (i) April 1, 2027 or (ii) such date the Heynitz Plan is otherwise terminated according to its terms.
John Zahurancik
On March 20, 2026, John Zahurancik adopted a Rule 10b5-1 sales plan that is intended to satisfy the affirmative defense of Rule 10b5-1(c) (the “Zahurancik Plan”). The Zahurancik Plan provides for the potential sale of an aggregate of 31,974 shares of Class A common stock. The Zahurancik Plan terminates on the earlier of (i) April 1, 2027 or (ii) such date the Zahurancik Plan is otherwise terminated according to its terms.
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