Energous Corp
For the period ended Dec 31, 2025. Filed Mar 26, 2026.
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FY2025 · Filed Mar 26, 2026
WATT$8.84+1.7%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 15. Exhibits, Financial Statements and Schedules
| (a) | List of documents filed as part of this report: |
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| 1. | Financial Statements (see “Financial Statements and Supplementary Data” at Part II, Item 8 and incorporated herein by reference). |
| 2. | Financial Statement Schedules (Schedules to the Financial Statements have been omitted because the information required to be set forth therein is not applicable or is shown in the accompanying Financial Statements or notes thereto) |
| 3. | Exhibit Index. |
EXHIBIT INDEX
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| Exhibit No. | | Description of Document |
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| 3.1 | | Second Amended and Restated Certificate of Incorporation of Energous Corporation, as amended (incorporated by reference to Exhibit 3.1 to the Registrant’s Quarterly Report on Form 10-Q filed on August 10, 2020) |
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| 3.2 | | Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation of Energous Corporation (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed on August 15, 2023) |
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| 3.3 | | Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation of Energous Corporation (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed on August 11, 2025) |
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| 3.4 | | Second Amended and Restated Bylaws of Energous Corporation (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed on April 11, 2025) |
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| 4.1 | | Specimen Certificate representing shares of common stock of Energous Corporation (incorporated by reference to Exhibit 4.1 to Amendment No. 2 to the Registrant’s Registration Statement on Form S-1/A (File No. 333-193522) filed on March 21, 2014) |
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| 4.2 | | Description of the Registrant’s Securities+ |
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| 4.3 | | Form of 2025 Pre-Funded Common Stock Purchase Warrant (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K filed on September 11, 2025) |
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| 4.4 | | Form of 2025 Common Stock Purchase Warrant (incorporated by reference to Exhibit 4.2 to the Registrant’s Current Report on Form 8-K filed on September 11, 2025) |
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| 4.5 | | Form of 2025 Offering Placement Agent Common Stock Purchase Warrant (incorporated by reference to Exhibit 4.3 to the Registrant’s Current Report on Form 8-K filed on September 11, 2025) |
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| 4.6 | | Form of 2025 Warrant Inducement Common Stock Purchase Warrant (incorporated by reference to Exhibit 4.4 to the Registrant’s Current Report on Form 8-K filed on September 11, 2025) |
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| 4.7 | | Form of Warrant Inducement Placement Agent Common Stock Purchase Warrant (incorporated by reference to Exhibit 4.5 to the Registrant’s Current Report on Form 8-K filed on September 11, 2025) |
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| 10.1 | | Form of Indemnity Agreement (incorporated by reference to Exhibit 10.1 to the Registrant’s Quarterly Report on Form 10-Q filed on August 10, 2021)* |
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| 10.2 | | Energous Corporation 2024 Equity Incentive Plan (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed on June 13, 2025)* |
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| 10.3 | | Form of Restricted Stock Unit Award Grant Notice and Agreement under 2024 Equity Incentive Plan (incorporated by reference to Exhibit 10.3 to the Registrar’s Annual Report on Form 10-K filed on February 27, 2025)* |
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| 10.4 | | Burak Offer Letter by and between Energous Corporation and Mallorie Burak, dated December 1, 2023 (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed on January 16, 2024)* |
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| 10.5 | | Severance and Change in Control Agreement, dated June 12, 2024, between Mallorie Burak and Energous Corporation (incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K filed on June 14, 2024)* |
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| Exhibit No. | | Description of Document |
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| 10.6 | | Second Amendment to lease dated September 22, 2021 by and between Energous Corporation and the Irvine Company, LLC (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 10-Q filed on November 15, 2021) |
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| 10.7 | | At The Market Offering Agreement, dated June 21, 2024, by and between Energous Corporation and H.C. Wainwright & Co., LLC (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed on June 21, 2024)# |
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| 10.8 | | Subordinated Business Loan Agreement, dated October 1, 2024, by and between Energous Corporation, Agile Capital Funding, LLC, and Agile Lending, LLC (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed on October 2, 2024)# |
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| 10.9 | | Subordinated Business Loan Agreement, dated November 6, 2024, by and between Energous Corporation, Agile Capital Funding, LLC, and Agile Lending, LLC (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed on November 8, 2024)# |
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| 10.10 | | Form of Securities Purchase Agreement (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed on September 11, 2025) |
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| 10.11 | | Form of Letter Agreement for Warrant Inducement (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K filed on September 11, 2025) |
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| 19.1 | | Insider Trading Policy+ |
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| 21.1 | | Subsidiaries of the Registrant (incorporated by reference to Exhibit 21.1 to the Registrant’s Annual Report on Form 10-K filed on March 16, 2018) |
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| 23.1 | | Consent of BPM LLP + |
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| 24.1 | | Power of Attorney (included on signature page)+ |
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| 31.1 | | Certification Pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934+ |
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| 32.1 | | Certification Pursuant to 18 U.S.C Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 ++ |
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| 97.1 | | Compensation Recovery Policy (incorporated by reference to Exhibit 97.1 to the Registrant’s Annual Report on Form 10-K filed on March 28, 2024)* |
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| 101.INS | | Inline XBRL Instance Document + |
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| 101.SCH | | Inline XBRL Taxonomy Extension Schema Document + |
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| 101.CAL | | Inline XBRL Taxonomy Extension Calculation Linkbase Document + |
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| 101.DEF | | Inline XBRL Taxonomy Extension Definition Linkbase Document + |
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| 101.LAB | | Inline XBRL Taxonomy Extension Label Linkbase Document + |
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| 101.PRE | | Inline XBRL Taxonomy Extension Presentation Linkbase Document + |
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| 104 | | Cover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibit 101) |
| * | Indicates a management contract or any compensatory plan, contract or arrangement. |
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| + | Filed herewith. |
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| ++ | Furnished herewith. |
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| # | Certain schedules and exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company agrees to furnish supplementally a copy of any omitted schedule or exhibit to the SEC upon request. |
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