MAXCYTE, INC.
For the period ended Dec 31, 2025. Filed Mar 25, 2026.
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FY2025 · Filed Mar 25, 2026
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Item 15. Exhibits and Financial Statement Schedules
(a) The following documents are filed as part of this Annual Report on Form 10-K:
(1) Financial Statements
The financial statements filed as part of this Annual Report are included in Part II, Item 8 of this Annual Report.
(2) Financial Statement Schedules
Financial statement schedules have been omitted in this Annual Report because they are not applicable, not required under the instructions or the information requested is set forth in the financial statements or related notes thereto.
(3) List of Exhibits required by Item 601 of Regulation S-K
See the Exhibit Index in Item 15(b) below.
(b) Exhibit Index.
| | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| Incorporated by Reference | ||||||||||
| ExhibitNumber · · Description · · Form · · File No. · · Exhibit · Filing Date | ||||||||||
| 3.1 | Amended and Restated Bylaws of the Registrant. | 8-K | 001-40674 | 3.1 | August 4, 2021 | |||||
| 3.2 | Fifteenth Amended and Restated Certificate of Incorporation. | S-1 | 333-257810 | 3.1 | July 26, 2021 | |||||
| 4.1 | | Description of Certain of Registrant's Securities. | | 10-K | | 001-40674 | | 4.1 | | March 22, 2022 |
| 10.1# | | MaxCyte, Inc. Long-Term Incentive Plan. | | S-1/A | | 333-257810 | | 10.1 | | July 26, 2021 |
| 10.2# | | Form of New Hire Stock Option Agreements under the MaxCyte, Inc. Long-Term Incentive Plan. | | S-1/A | | 333-257810 | | 10.2 | | July 26, 2021 |
| 10.3# | | Form of Performance Stock Option Agreements under the MaxCyte, Inc. Long-Term Incentive Plan. | | S-1/A | | 333-257810 | | 10.3 | | July 26, 2021 |
| 10.4# | | Form of Director Stock Option Agreements under the MaxCyte, Inc. Long-Term Incentive Plan. | | S-1/A | | 333-257810 | | 10.4 | | July 26, 2021 |
| 10.5# | | MaxCyte, Inc. Inducement Plan. | | 10-K | | 001-40674 | | 10.5 | | March 22, 2022 |
| 10.6# | | MaxCyte, Inc. Form of Stock Option Grant Notice (2021 Inducement Plan), dated as of January 1, 2022. | | 10-Q | | 001-40674 | | 10.4 | | August 10, 2022 |
| 10.7# | | Form of 2022 Employee Stock Purchase Plan. | | S-8 | | 333-266133 | | 99.2 | | July 14, 2022 |
| 10.8# | | Form of Indemnification Agreement by and between the Registrant and each director and executive officer. | | S-1/A | | 333-257810 | | 10.8 | | July 26, 2021 |
| 10.9# | | Amended and Restated. 2022 Equity Incentive Plan. | | 8-K | | 001-40674 | | 10.1 | | June 18, 2025 |
| 10.10# | | MaxCyte, Inc. Form of RSU Award Grant Notice (2022 Equity Incentive Plan), dated as of July 19, 2022. | | 10-Q | | 001-40674 | | 10.5 | | August 10, 2022 |
| 10.11# | | MaxCyte, Inc. Form of Stock Option Grant Notice (2022 Equity Incentive Plan), dated as of July 19, 2022. | | 10-Q | | 001-40674 | | 10.6 | | August 10, 2022 |
| 10.12 | | Deed of Lease, dated as of May 27, 2021, between Key West MD Owner LLC and Registrant. | | 10-K | | 001-40674 | | 10.16 | | March 15, 2023 |
| 10.13 | | Amendment to Deed of Lease, dated as of November 16, 2021, between Key West MD Owner LLC and Registrant. | | 10-K | | 001-40674 | | 10.17 | | March 15, 2023 |
| 10.14# | | Promotion Letter, dated as of December 11, 2023, by and between the Registrant and Maher Masoud | | 10-K | | 001-40674 | | 10.21 | | March 12, 2024 |
| 10.15# | | Amended and Restated Severance Agreement, dated as of March 10, 2025, by and between Douglas J. Swirsky, and the Registrant. | | 10-K | | 001-40674 | | 10.18 | | March 11, 2025 |
| 10.16 | | Consulting Agreement, dated February 1, 2025, between Ross Squared Consulting, LLC and the Registrant | | 10-Q | | 001-40674 | | 10.1 | | May 8, 2025 |
| 10.17# | | Severance Agreement, dated as of July 1, 2024, by and between Ali Soleymannezhad and the Registrant. | | 10-Q | | 001-40674 | | 10.2 | | May 8, 2025 |
| 10.18#* | | Amendment to Severance Agreement, dated as of November 12, 2025, by and between Douglas J. Swirsky and the Registrant | | | | | | | | |
| 10.19#* | | MaxCyte, Inc. Form of PSU Award Grant Notice (2022 Equity Incentive Plan), dated as of March 15, 2024 | | | | | | | | |
| 19.1 | | Corporate Disclosure Policy of MaxCyte, Inc. | | 10-K | | 001-40674 | | 19.1 | | March 11, 2025 |
| 19.2 | | Share dealing code of MaxCyte, Inc. | | 10-K | | 001-40674 | | 19.2 | | March 11, 2025 |
| 21.1* | | Subsidiaries of the Registrant. | | | | | | | | |
| 23.1* | | Consent of Independent Registered Public Accounting Firm | | | | | | | | |
| 24.1* | | Power of Attorney (contained on the signature page to this Form 10-K). | | | | | | | | |
| 31.1* | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | |||||||||
| 31.2* | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | |||||||||
| 32.1@ | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | |||||||||
| 32.2@ | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | |||||||||
| 97 | | Amended and Restated Incentive Compensation Recoupment Policy of the Registrant | | 10-K | | 001-40674 | | 97 | | March 12, 2024 |
| 101.INS* | | Inline XBRL Instance Document. | | | | | | | | |
|---|---|---|---|---|---|---|---|---|---|---|
| 101.SCH* | | XBRL Taxonomy Extension Schema Document | | | | | | | | |
| 101.CAL* | | XBRL Taxonomy Extension Calculation Linkbase Document | | | | | | | | |
| 101.DEF* | | XBRL Taxonomy Extension Definition Linkbase Document | | | | | | | | |
| 101.LAB* | | XBRL Taxonomy Extension Label Linkbase Document | | | | | | | | |
| 101.PRE* | | XBRL Taxonomy Extension Presentation Linkbase Document | | | | | | | | |
| 104* | | Cover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibits 101.SCH, 101.CAL, 101.DEF, 101.LAB and 101.PRE). | | | | | | | | |
- Filed herewith.
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