AerSale Corp
For the period ended Dec 31, 2025. Filed Mar 10, 2026.
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FY2025 · Filed Mar 10, 2026
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ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
(a)(1) Financial Statements.
The financial statements required by this item are listed in Item 8, “Financial Statements and Supplementary Data” herein.
(a)(2) Financial Statement Schedules.
All financial statement schedules have been omitted because they are not applicable, not required or the information required is shown in the financial statements or the notes thereto.
(a)(3) Exhibits.
The following is a list of exhibits filed as part of this Annual Report.
| ExhibitNumber | | Description | | Form | | File No. | | Exhibit | | FilingDate | | Filed/FurnishedHerewith |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 3.1 | Amended and Restated Certificate of Incorporation of AerSale Corporation (formerly Monocle Holdings Inc.), dated October 13, 2020. | S-4/A | 333-235766 | 3.1 | 10/14/2020 | | | |||||
| 3.2 | Certificate of Amendment to the Amended and Restated Certificate of Incorporation of AerSale Corporation (formerly Monocle Holdings Inc.), dated December 22, 2020. | 8-K | 001-38801 | 3.2 | 12/23/2020 | | | |||||
| 3.3 | | Certificate of Amendment to the Amended and Restated Certificate of Incorporation of AerSale Corporation, dated June 17, 2021. | | 10-Q | | 001-38801 | | 3.3 | | 08/09/2021 | | |
| 3.4 | | Amended and Restated Bylaws of AerSale Corporation (formerly Monocle Holdings Inc.), dated October 13, 2020. | | S-4/A | | 333-235766 | | 3.2 | | 10/14/2020 | | |
| 3.5 | Amendment No. 1 to the Amended and Restated Bylaws of AerSale Corporation, dated December 22, 2020. | 8-K | 001-38801 | 3.4 | 12/23/2020 | | |
| ExhibitNumber · · Description · · Form · · File No. · · Exhibit · · FilingDate · · Filed/FurnishedHerewith | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| 4.1 | Specimen Common Stock Certificate of AerSale Corporation (formerly Monocle Holdings Inc.). | S-4/A | 333-235766 | 4.2 | 02/14/2020 | | | ||||
| 4.2 | Description of the Registrant’s Securities | 10-K | 001-38801 | 4.4 | 3/15/2022 | | | ||||
| 10.1# | Executive Offer Letter between AerSale Inc. and Nicolas Finazzo | 10-K | 001-38801 | 10.10 | 03/16/2021 | | | ||||
| 10.2# | Executive Offer Letter between AerSale Inc. and Martin Garmendia | 10-K | | 001-38801 | | 10.3 | | 03/11/2025 | | | |
| 10.3# | Executive Offer Letter between AerSale Inc. and Gary Jones | 10-K | | 001-38801 | | 10.5 | | 03/11/2025 | | | |
| 10.4# | Executive Offer Letter between AerSale Inc. and Craig Wright | 10-K | | 001-38801 | | 10.7 | | 03/11/2025 | | | |
| 10.5# | AerSale Corporation Severance Plan. | 10-K | 001-38801 | 10.9 | 03/11/2025 | | | ||||
| 10.6# | AerSale Corporation 2020 Equity Incentive Plan. | | S-4/A | 333-235766 | 10.1 | 10/14/2020 | | | |||
| 10.7# | Forms of award agreements under the AerSale Corporation 2020 Equity Incentive Plan | S-8 | 333-253424 | 99.2 | 02/24/2021 | | | ||||
| 10.8# | AerSale Corporation 2020 Employee Stock Purchase Plan. | S-4/A | 333-235766 | 10.11 | 10/14/2020 | | | ||||
| 10.9† | Amended and Restated Credit Agreement, dated as of July 20, 2018, by and among Aersale Aviation Inc., the existing borrowers thereto, the lenders thereto and Wells Fargo Bank, National Association, as administrative agent and lender. | 10-K | 001-38801 | 10.22 | 03/16/2021 | | | ||||
| 10.10† | Amendment No. 1 to Amended and Restated Credit Agreement, dated as of September 8, 2020, by and among AerSale Aviation Inc., the existing borrowers thereto, the lenders thereto and Wells Fargo Bank, National Association, as administrative agent and lender. | 10-K | 001-38801 | 10.23 | 03/16/2021 | | | ||||
| 10.11† | Amendment No. 2 to Amended and Restated Credit Agreement, dated as of March 12, 2021, by and among AerSale Aviation Inc., the existing borrowers thereto, the lenders thereto, Wells Fargo Bank, National Association, as administrative agent and lender, AerSale Ireland 1 Limited, as new borrower and | 10-K | 001-38801 | 10.24 | 03/16/2021 | | | ||||
| ExhibitNumber | | Description | | Form | | File No. | | Exhibit | | FilingDate | | Filed/FurnishedHerewith |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| AerSale Corporation and Monocle Parent LLC, as guarantors. | ||||||||||||
| 10.12# | Form of Restricted Stock Unit Grant Notice under the AerSale Corporation 2020 Equity Incentive Plan (Non-Employee Directors). | 10-Q | | 001-38801 | | 10.26 | | 08/09/2022 | | | ||
| 10.13# | | AerSale Corporation Second Amended and Restated Non-Employee Director Compensation Policy | | 10-Q | | 001-388801 | | 10.22 | | 08/09/2023 | | |
| 10.14† | | Amendment No. 3 to Amended and Restated Credit Agreement, dated as of March 9, 2023, by and among AerSale Aviation Inc., the existing borrowers thereto, the lenders thereto, and Wells Fargo Bank, National Association, as administrative agent and lender | | 10-Q | | 001-38801 | | 10.23 | | 08/09/2023 | | |
| 10.15† | | Amendment No. 4 to the Amended and Restated Credit Agreement, dated as of July 25, 2023, by and among the Company, the lenders and other parties from time to time party thereto, Synovus Bank, as documentation agent, and Wells Fargo Bank, National Administration, as administrative agent and collateral agent. | | 8-K | | 001-38801 | | 1.1 | | 08/10/2023 | | |
| 10.16# | | First Amendment to the AerSale Corporation 2020 Equity Incentive Plan | | S-8 | | 333-274663 | | 99.2 | | 09/22/2023 | | |
| 10.17# | | Form of Restricted Stock Award Agreement under the Incentive Compensation Plan | | 10-Q | | 001-38801 | | 10.1 | | 08/07/2024 | | |
| 10.18# | | Form of Nonqualified Stock Option Award Agreement | | 10-Q | | 001-38801 | | 10.2 | | 08/07/2024 | | |
| 10.19# | | Form of Restricted Performance Unit Award Agreement | | 10-Q | | 001-38801 | | 10.3 | | 08/07/2024 | | |
| 10.20† | | Amendment No. 5 to the Amended and Restated Credit Agreement, dated as of October 24, 2024, by and among the Company, the lenders party thereto, Synovus Bank, as documentation agent, and Wells Fargo Bank, National | | 8-K | | 001-38801 | | 1.1 | | 10/25/2024 | | |
| ExhibitNumber | | Description | | Form | | File No. | | Exhibit | | FilingDate | | Filed/FurnishedHerewith |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Administration, as administrative agent and collateral agent. | ||||||||||||
| 10.21# | Executive Offer Letter between AerSale Inc. and Ben Tschirhart | 10-K | | 001-38801 | | 10.26 | | 03/11/2025 | | | ||
| 10.22# | Executive Offer Letter between AerSale Inc. and Enrique Pizzi | 10-K | | 001-38801 | | 10.28 | | 03/11/2025 | | | ||
| 10.23† | | Amendment No. 6 to the Amended and Restated Credit Agreement, dated March 14, 2025, by and among AerSale Corporation, the other guarantors party thereto, Wells Fargo, National Association, as administrative agent and each lender and other party from time to time party thereto | | 8-K | | 001-38801 | | 1.2 | | 03/17/2025 | | |
| 10.24# | | Second Amendment to the AerSale Corporation 2020 Equity Incentive Plan. | | S-8 | | 333-288567 | | 99.3 | | 07/08/2025 | | |
| 10.25# | | First Amendment to the AerSale Corporation 2020 Employee Stock Purchase Plan. | | 10-Q | | 001-38801 | | 10.1 | | 11/07/2025 | | |
| 10.26# | | Executive Offer Letter between AerSale Inc. and Paul A. Hechenberger | | | | | | | | | | * |
| 19.1 | | AerSale Corporation First Amended and Restated Insider Trading Compliance Policy | | 10-K | | 001-38801 | | 19.1 | | 03/11/2025 | | |
| 21.1 | List of Subsidiaries. | | | | | | | | | | * | |
| 23.1 | Consent of Grant Thornton LLP. | | | | | | | | | | * | |
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | | | | | | | | | | * | |
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | | | | | | | | | | * | |
| ExhibitNumber | | Description | | Form | | File No. | | Exhibit | | FilingDate | | Filed/FurnishedHerewith |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 32.1 · Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. · · · · · · · · · · ** | ||||||||||||
| 32.2 · Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. · ** | ||||||||||||
| 97.1 | | AerSale Corporation Clawback Policy | | 10-K | | 001-38801 | | 97.1 | | 3/8/2024 | | |
| 101.INS | Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | * | ||||||||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. | * | ||||||||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | * | ||||||||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. | * | ||||||||||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document. | * | ||||||||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document. | * | ||||||||||
| 104 | Cover Page Interactive Data (formatted as Inline XBRL and contained in Exhibit 101). | | * | |||||||||
| * | Filed herewith |
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| ** | Furnished herewith |
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| # | Denotes a management contract or compensation plan or arrangement |
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| † | Schedules and exhibits to these agreements have been omitted from this filing pursuant to Item 601(b)(2) of Regulation S-K. The Company will furnish supplemental copies of such omitted schedules and exhibits to the Securities and Exchange Commission upon request. |
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