Solid Power, Inc.
For the period ended Dec 31, 2025. Filed Feb 25, 2026.
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FY2025 · Filed Feb 25, 2026
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Item 9B. Other Information
During the quarter ended December 31, 2025, the following directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” each as defined in Item 408(c) of Regulation S-K:
| | | |||||
|---|---|---|---|---|---|---|
| | | | Trading Arrangement | Aggregate Number | | |
| | | Date of | Rule | Non-Rule | of Securities to be | Expiration |
| Name and Title | Action | Action | 10b5-1(1) | 10b5-1 | Purchased or Sold | Date |
| Kaled AwadaDirector | Adoption | 12/12/2025 | ☒ | ☐ | Up to 118,808 shares of common stock to be sold | 12/14/2026 |
| Lesa RoeDirector | Adoption | 12/23/2025 | ☒ | ☐ | Up to 39,206 shares of common stock to be sold | 12/24/2026 |
(1)Intended to satisfy the affirmative defense of Rule 10b5-1.
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