HYPERION DEFI, INC.
For the period ended Sep 30, 2025. Filed Nov 14, 2025.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 14, 2025
HYPD$2.58+3.6%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Exhibit · Incorporated by Reference from Filings as Noted Below (UnlessOtherwise Indicated) | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| Number · Exhibit Description · Form · File No. · Exhibit · Filing Date | ||||||||||
| 3.1 | Third Amended and Restated Certificate of Incorporation | 8-K | 001-38365 | 3.1 | January 29, 2018 | |||||
| 3.1.1 | Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation | 8-K | 001-38365 | 3.1.1 | June 14, 2018 | |||||
| 3.1.2 | | Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation | | 8-K | | 001-38365 | | 3.1 | | June 14, 2024 |
| 3.1.3 | | Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation | | 8-K | | 001-38365 | | 3.1 | | January 31, 2025 |
| 3.1.4 | | Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation | | 8-K | | 001-38365 | | 3.1 | | July 2, 2025 |
| 3.1.5 | | Certificate of Designation of Series A Non-Voting Convertible Preferred Stock | | 8-K | | 001-38365 | | 3.1 | | June 24, 2025 |
| 3.2 | | Second Amended and Restated Bylaws | | 8-K | | 001-38365 | | 3.1 | | February 7, 2022 |
| 4.1 | | Form of Purchaser Warrant, dated June 17, 2025 | | 8-K | | 001-38365 | | 4.1 | | June 24, 2025 |
| 4.2 | | Form of Placement Agent Warrant, dated June 17, 2025 | | 8-K | | 001-38365 | | 4.2 | | June 24, 2025 |
| 4.3 | Form of Lender Warrant, dated June 17, 2025 | 8-K | 001-38365 | 4.3 | June 24, 2025 | |||||
| 10.1#˄ | Employment Agreement by and between the Company and David Knox, dated September 8. 2025 | 8-K | 001-38365 | 10.1 | September 29, 2025 | |||||
| 10.2 | | Amendment No. 1 to the Amended and Restated Sales Agreement by and between the Company and Chardan Capital Markets, LLC, dated September 24, 2025 | | 8-K | | 001-38635 | | 1.1 | | September 24, 2025 |
| 10.3 | | Inducement Restricted Stock Unit Award Agreement between the Company and David Knox, dated September 29, 2025 | | — | | — | | — | | Filed herewith |
| 31.1 | | Certification of the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | | — | | — | | — | | Filed herewith |
| 31.2 | | Certification of the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | | — | | — | | — | | Filed herewith |
| 32.1* | | Certification of the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | | — | | — | | — | | Filed herewith |
| 32.2* | | Certification of the Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | | — | | — | | — | | Filed herewith |
| 101.INS | | Inline XBRL Instance Document | | — | | — | | — | | Filed herewith |
| 101.SCH | | Inline XBRL Taxonomy Extension Schema Document | | — | | — | | — | | Filed herewith |
| 101.CAL | | Inline XBRL Taxonomy Extension Calculation Linkbase Document | | — | | — | | — | | Filed herewith |
| 101.DEF | | Inline XBRL Taxonomy Extension Definition Linkbase Document | | — | | — | | — | | Filed herewith |
| 101.LAB | | Inline XBRL Taxonomy Extension Label Linkbase Document | | — | | — | | — | | Filed herewith |
| 101.PRE | | Inline XBRL Taxonomy Extension Presentation Linkbase Document | | — | | — | | — | | Filed herewith |
| 104 | | Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document contained in Exhibit 101 | | — | | — | | — | | Filed herewith |
| * | This certification is deemed not filed for purpose of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933. |
|---|
| # | Certain information in this Exhibit was omitted by means of marking such information with brackets (“[***]”) because the identified information (i) is not material and (ii) is the type of information that the Company treats as private or confidential. |
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| ˄ | Management contract or other compensatory plan. |
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.