Tvardi Therapeutics, Inc.
For the period ended Sep 30, 2025. Filed Nov 13, 2025.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 13, 2025
TVRD$1.41+47.2%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
| · · · · | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| · · · · · · · · Incorporated by Reference | ||||||||||
| ExhibitNo. | | Description of Exhibit | | Form | | File No. | | Exhibit No. | | Date Filed |
| | | | | | | | | | | |
| 2.1‡ | Agreement and Plan of Merger and Reorganization, dated as of December 17, 2024, by and among Cara Therapeutics, Inc., CT Convergence Merger Sub, Inc. and Tvardi Therapeutics, Inc. | 8-K | 001-36279 | 2.1 | December 18, 2024 | |||||
| | | | | | | | | | | |
| 3.1 | | Amended and Restated Certificate of Incorporation. | | 8-K | | 001-36279 | | 3.1 | | February 7, 2014 |
| | | | | | | | | | | |
| 3.2 | | Amended and Restated Bylaws. | | 10-Q | | 001-36279 | | 3.2 | | November 14, 2024 |
| | | | | | | | | | | |
| 3.3 | | Certificate of Amendment to Amended and Restated Certificate of Incorporation. | | 8-K | | 001-36279 | | 3.1 | | June 7, 2024 |
| | | | | | | | | | | |
| 3.4 | | Certificate of Amendment to Amended and Restated Certificate of Incorporation. | | 8-K | | 001-36279 | | 3.1 | | December 30, 2024 |
| | | | | | | | | | | |
| 3.5 | | Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Cara Therapeutics, Inc., dated April 15, 2025 (Stock Split Amendment). | | 8-K | | 001-36279 | | 3.1 | | April 15, 2025 |
| | | | | | | | | | | |
| 3.6 | | Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Cara Therapeutics, Inc., dated April 15, 2025 (Authorized Shares Amendment). | | 8-K | | 001-36279 | | 3.2 | | April 15, 2025 |
| | | | | | | | | | | |
| 3.7 | | Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Cara Therapeutics, Inc., dated April 15, 2025 (Name Change Amendment). | | 8-K | | 001-36279 | | 3.3 | | April 15, 2025 |
| | | | | | | | | | | |
| 31.1† | | Certification of Chief Executive Officer of Tvardi Therapeutics, Inc. pursuant to Rule 13a-14(a)/15d-14(a) of the Securities Exchange Act of 1934. | | | | | | | | |
| | | | | | | | | | | |
| 31.2† | | Certification of Chief Financial Officer of Tvardi Therapeutics, Inc. pursuant to Rule 13a-14(a)/15d-14(a) of the Securities Exchange Act of 1934. | | | | | | | | |
|---|---|---|---|---|---|---|---|---|---|---|
| | | | | | | | | | | |
| 32.1†* | | Certifications of Chief Executive Officer and Chief Financial Officer of Tvardi Therapeutics, Inc. pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | | | | | | | | |
| | | | | | | | | | | |
| 101.CAL† | | Inline XBRL Taxonomy Extension Calculation Linkbase. | | | | | | | | |
| | | | | | | | | | | |
| 101.INS† | | Inline XBRL Instance Document. | | | | | | | | |
| | | | | | | | | | | |
| 101.LAB† | | Inline XBRL Taxonomy Extension Label Linkbase. | | | | | | | | |
| | | | | | | | | | | |
| 101.PRE† | | Inline XBRL Taxonomy Extension Presentation Linkbase. | | | | | | | | |
| | | | | | | | | | | |
| 101.SCH† | | Inline XBRL Taxonomy Extension Schema Linkbase. | | | | | | | | |
| | | | | | | | | | | |
| 101.DEF† | | Inline XBRL Taxonomy Extension Definition Linkbase Document. | | | | | | | | |
| | | | | | | | | | | |
| 104† | | Cover page interactive data file (formatted as Inline XBRL and contained in Exhibit 101). | | | | | | | | |
| † | Filed herewith. |
|---|
| * | This certification is deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended. |
|---|
| ‡ | Schedules and exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The registrant undertakes to furnish supplemental copies of any of the omitted schedules upon request by the SEC. |
|---|
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.