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Dolphin Entertainment, Inc.

For the period ended Sep 30, 2026. Filed Nov 10, 2026.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2026 · Filed Nov 10, 2026

DLPN$0.93-6.1%Stored close · as of Nov 10, 2026

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Item 5. OTHER INFORMATION

No officers or directors, as defined in Rule 16a-1(f), adopted and/orterminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement, as defined in Regulation S-K Item 408, during the quarter ended September 30, 2026.

As previously announced, on May 7, 2026, two of the Company’s wholly-owned subsidiaries, Shore Fire Media, Ltd. and The Door Marketing Group, LLC (collectively, the “Borrowers”), executed a Loan Agreement with certain Lenders and FVP Servicing, LLC (“FVP”), as agent for the Lenders, providing for a term loan in the amount of $2,000,000 and certain delayed draw term loans, which would become available at future dates subject to certain conditions. The Company executed a guaranty in favor of FVP in connection with the Loan Agreement. On November 7, 2026, the first delayed draw term loan in the amount of $2,000,000 became available and on November 7, 2026, the Borrowers drew $2,000,000 from such loan.

The foregoing descriptions of the Loan Agreement are not complete and are qualified in their entirety by reference to the Loan Agreement filed as Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q filed on May 12, 2026, and such exhibit is incorporated herein by reference.

The information set forth in Item 1.01 is incorporated herein by reference.

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