PRO DEX INC
For the period ended Jun 30, 2026. Filed Sep 3, 2026.
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FY2026 · Filed Sep 3, 2026
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Item 9B. OTHER INFORMATION
Insider Trading Arrangements and Policies
On May 4, 2026, our Chairman of the Board of Directors, Nicholas Swenson, in his capacity as general manager of AO Partners canceled a “Rule 10b5-1 trading arrangement” (as such term is defined in Item 408(a) of Regulations S-K) that he had adopted on March 24, 2026. No trades were made under the arrangement.
On May 28, 2026, our Chief Executive Officer, Richard Van Kirk adopted a “Rule 10b5-1 trading arrangement” (as such term is defined in Item 408(a) of Regulations S-K). This trading arrangement commences on September 9, 2026, and terminates on May 26, 2028 unless earlier terminated in accordance with its terms, and covers the disposition of up to 20,000 shares of our common stock. The remaining terms of the trading arrangement are confidential. The plan wasadopted for diversification of the individual’s portfolio and not for any other purpose.
During the quarter ended June 30, 2026, no additional directors or officers of the Company informed us of theadoption, modification ortermination of a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as each term is defined in Item 408(a) of Regulation S-K).
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