Lifeloc Technologies, Inc
For the period ended Dec 31, 2025. Filed Mar 27, 2026.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2025 · Filed Mar 27, 2026
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Item 15. Exhibits, Financial Statement Schedules
(a) Documents filed as part of this Annual Report or incorporated by reference:
(b) The following exhibits are filed with this Annual Report or incorporated by reference, as indicated:
| Incorporated by Reference · Filed or Furnished | ||||
|---|---|---|---|---|
| No. · Exhibit Description · Form · Date Filed · Number · Herewith | ||||
| 2.1 | Agreement and Plan of Merger, dated October 9, 2025. | 8-K | 10/15/2025 | 2.1 |
| 3.1 | Articles of Incorporation, dated as of December 29, 1983 | 10-12G | 3/31/2011 | 3.1 |
| 3.2 | Articles of Amendment to the Articles of Incorporation, dated as of July 10, 1986 | 10-12G | 3/31/2011 | 3.2 |
| 3.3 | Articles of Amendment to the Articles of Incorporation, dated as of August 18, 1986 | 10-12G | 3/31/2011 | 3.3 |
| 3.4 | Articles of Amendment to the Articles of Incorporation, dated as of April 18, 1988 | 10-12G | 3/31/2011 | 3.4 |
| 3.5 | Articles of Amendment to the Articles of Incorporation, dated as of April 1, 1991 | 10-12G | 3/31/2011 | 3.5 |
| 3.6 | Articles of Amendment to the Articles of Incorporation, dated as of May 10, 1993 | 10-12G | 3/31/2011 | 3.6 |
| 3.7 | Articles of Amendment to the Articles of Incorporation, dated as of May 11, 1992 | 10-12G | 3/31/2011 | 3.7 |
| 3.8 | Articles of Amendment to the Articles of Incorporation, dated as of November 17, 1997 | 10-12G | 3/31/2011 | 3.8 |
| 3.9 | Articles of Amendment to the Articles of Incorporation, dated as of July 15, 1998 | 10-12G | 3/31/2011 | 3.9 |
| 3.10 | Articles of Amendment to the Articles of Incorporation, dated as of April 1, 1994 | 10-12G | 3/31/2011 | 3.10 |
| 3.11 | Bylaws | 10-12G | 3/31/2011 | 3.11 |
| 3.12 | Amended and Restated Bylaws of Lifeloc Technologies, Inc., dated as of March 31, 2017 | 8-K | 4/4/2017 | 3.1 |
| 4.1 | Form of Certificate representing Common Stock | 10-12G | 3/31/2011 | 4.1 |
| 10.1 | Form of Standard Distribution Agreement | 10-K | 3/28/2025 | 10.1 |
| 10.2† | 2013 Stock Option Plan | 10-Q | 5/8/2013 | 10.1 |
| 10.3† | Amended and Restated Employment Agreement with Dr. Wayne Willkomm, Ph.D., dated October 5, 2018 | 8-K | 10/10/2017 | 10.1 |
| 10.4† | Lifeloc Technologies, Inc. Option Agreement with Dr. Wayne Willkomm, Ph.D., dated March 31, 2021 | 10-K | 3/28/2025 | 10.4 |
| 10.5* | Exclusive Patent License Agreement No. 15-C02736, by and between Sandia Corporation and Lifeloc Technologies, Inc., dated August 29, 2016 | 10-K | 3/28/2025 | 10.5 |
| 10.6* | Amendment No. 1 to License Agreement No. 15-C02736, between National Technology & Engineering Solutions of Sandia, LLC and Lifeloc Technologies, Inc., dated June 11, 2020 | 10-K | 3/28/2025 | 10.6 |
| 10.7* | Amendment No. 2 to License Agreement No. 15-C02736, between National Technology & Engineering Solutions of Sandia, LLC and Lifeloc Technologies, Inc., dated August 24, 2021 | 10-K | 3/28/2025 | 10.7 |
| 10.8* | Amendment No. 3 to License Agreement No. 15-C02736 with National Technology & Engineering Solutions of Sandia, LLC, dated August 26, 2025 | 8-K | 9/2/2025 | 10.1 |
| 10.9 | Business Loan Agreement, between Citywide Banks and Lifeloc Technologies, Inc., dated September 30, 2021 | 10-K | 3/28/2025 | 10.8 |
| 10.10 | Deed of Trust, between Citywide Banks and Lifeloc Technologies, Inc., dated September 30, 2021 | 10-K | 3/28/2025 | 10.9 |
| 10.11 | Subordinated Debenture Purchase Agreement, dated December 31, 2024 | 8-K | 1/7/2025 | 10.1 |
| Incorporated by Reference · Filed or Furnished | |||||
|---|---|---|---|---|---|
| No. | Exhibit Description | Form | Date Filed | Number | Herewith |
| 10.12 | Warrant To Purchase Shares Of Common Stock, dated December 31, 2024 | 8-K | 1/7/2025 | 10.3 | |
| 10.13 | Lifeloc 8.25% Subordinated Debenture, dated December 31, 2024 | 8-K | 1/7/2025 | 10.2 | |
| 19.1 | Insider Trading Policy | 10-K | 3/28/2025 | 19.1 | |
| 31.1 | Certification of Principal Executive Officer Pursuant To Section 302 Of The Sarbanes—Oxley Act Of 2002 | X | |||
| 31.2 | Certification of Principal Financial Officer Pursuant To Section 302 Of The Sarbanes—Oxley Act Of 2002 | X | |||
| 32.1 | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | |||
| 32.2 | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | |||
| 101 | Interactive Data Files Pursuant to Rule 405 of Regulation S-T | X | |||
† Indicates a management contract or compensatory plan or arrangement.
- Certain portions of this exhibit have been redacted because they are both (i) not material and (ii) would likely cause competitive harm to the company if publicly disclosed. The Company agrees to furnish an unredacted copy of this exhibit to the SEC upon request.
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